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LM

Legg Mason Portfolio holdings

AUM $127M
1-Year Est. Return 6.76%
This Fund
S&P 500
This Quarter Est. Return
+2.17%
1 Year Est. Return
-6.76%
3 Year Est. Return
+1.6%
5 Year Est. Return
+123.13%
10 Year Est. Return
–
AUM
$832K
AUM Growth
-$9.67M
Cap. Flow
-$9.67M
Cap. Flow %
-1,162.75%
Top 10 Hldgs %
98.56%
Holding
23
New
–
Increased
6
Reduced
9
Closed
6

Top Buys

1
IVV icon
iShares Core S&P 500 ETF
IVV
+$147K
2
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$62.5K
3
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$27.1K
4
TIP icon
iShares TIPS Bond ETF
TIP
+$19.4K
5
VV icon
Vanguard Large-Cap ETF
VV
+$2.5K

Top Sells

1
NEM icon
Newmont
NEM
+$9.72M
2
AMZN icon
Amazon
AMZN
+$67K
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$42.2K
4
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$28K
5
IWN icon
iShares Russell 2000 Value ETF
IWN
+$20.4K

Sector Composition

1 Consumer Discretionary 0%
2 Financials 0%
3 Materials 0%
4 Technology 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$881B
$231K 27.76%
1,024
+669
+188% +$147K
EFV icon
2
iShares MSCI EAFE Value ETF
EFV
$26B
$138K 16.59%
2,915
+1,345
+86% +$62.5K
IWS icon
3
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$110K 13.22%
1,358
+348
+34% +$27.1K
TIP icon
4
iShares TIPS Bond ETF
TIP
$14.5B
$90K 10.82%
789
+170
+27% +$19.4K
IWN icon
5
iShares Russell 2000 Value ETF
IWN
$14.4B
$68K 8.17%
570
-185
-25% -$20.4K
IGIB icon
6
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$63K 7.57%
1,148
-124
-10% -$6.78K
EWX icon
7
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$673M
$56K 6.73%
1,408
-397
-22% -$16.5K
DBC icon
8
Invesco DB Commodity Index Tracking Fund
DBC
$1.67B
$39K 4.69%
2,402
-1,837
-43% -$28K
VNQ icon
9
Vanguard Real Estate ETF
VNQ
$39.6B
$20K 2.4%
231
-518
-69% -$42.2K
VV icon
10
Vanguard Large-Cap ETF
VV
$52.2B
$5K 0.6%
44
+25
+132% +$2.5K
EFA icon
11
iShares MSCI EAFE ETF
EFA
$76.5B
$3K 0.36%
44
+23
+110% +$1.33K
BNDX icon
12
Vanguard Total International Bond ETF
BNDX
$82.2B
$2K 0.24%
24
-23
-49% -$1.26K
IWR icon
13
iShares Russell Mid-Cap ETF
IWR
$56.6B
$2K 0.24%
40
– –
VB icon
14
Vanguard Small-Cap ETF
VB
$79.7B
$2K 0.24%
8
-3
-27% -$372
EEM icon
15
iShares MSCI Emerging Markets ETF
EEM
$28B
$1K 0.12%
25
-13
-34% -$469
IGE icon
16
iShares North American Natural Resources ETF
IGE
$724M
$1K 0.12%
15
-27
-64% -$941
PCY icon
17
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
– –
0
– –
AAPL icon
18
Apple
AAPL
$4.89T
– –
-224
Closed -$7K
AMZN icon
19
Amazon
AMZN
$2.69T
– –
-1,580
Closed -$67K
GS icon
20
Goldman Sachs
GS
$323B
– –
-66
Closed -$11K
NEM icon
21
Newmont
NEM
$97B
– –
-247,334
Closed -$9.72M
VBK icon
22
Vanguard Small-Cap Growth ETF
VBK
$23.4B
– –
-85
Closed -$12K
UCI
23
DELISTED
E-TRACS UBS Bloomberg CMCI ETN
UCI
– –
-102
Closed -$2K

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Legg Mason's Q4 2016 Portfolio in Review

As of Q4 2016, Legg Mason held 23 positions worth $832K, down 92% from $10.5M the previous quarter. Its ten largest holdings account for 99% of the portfolio.

Legg Mason withdrew a net $9.67M in Q4 2016, closing 6 positions and reducing 9 holdings. Its most notable exit was Newmont, an estimated $9.72M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 0% of assets, down from 0.64% a quarter earlier, followed by Financials and Materials.

Against the trend, Legg Mason added an estimated $147K to iShares Core S&P 500 ETF.

  • Legg Mason added most to iShares Core S&P 500 ETF in Q4 2016, an estimated $147K increase.
  • Legg Mason's biggest Q4 2016 reduction was Vanguard Real Estate ETF, cutting an estimated $42.2K.
  • Legg Mason fully exited Newmont in Q4 2016, selling an estimated $9.72M.
  • Legg Mason's ten largest holdings make up 99% of its $832K portfolio in Q4 2016.
  • Legg Mason opened 0 new positions and closed 6 in Q4 2016.
  • Legg Mason's portfolio value fell 92% quarter-over-quarter to $832K.

Based on Legg Mason's 13F filing for Q4 2016, filed 14 Feb 2017.