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LM

Legg Mason Portfolio holdings

AUM $127M
1-Year Est. Return 6.76%
This Fund
S&P 500
This Quarter Est. Return
+0.75%
1 Year Est. Return
-6.76%
3 Year Est. Return
+1.6%
5 Year Est. Return
+123.13%
10 Year Est. Return
–
AUM
$10.5M
AUM Growth
-$1.5M
Cap. Flow
-$994K
Cap. Flow %
-9.47%
Top 10 Hldgs %
98.88%
Holding
24
New
22
Increased
–
Reduced
–
Closed
1

Top Buys

1
NEM icon
Newmont
NEM
+$10.3M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$77.4K
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$77.2K
4
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$77K
5
EWX icon
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
+$75.6K

Top Sells

1
B
Barrick Mining
B
+$12M

Sector Composition

1 Materials 92.56%
2 Consumer Discretionary 0.64%
3 Financials 0.1%
4 Technology 0.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEM icon
1
Newmont
NEM
$97B
$9.72M 92.56%
+247,334
New +$10.3M
IWN icon
2
iShares Russell 2000 Value ETF
IWN
$14.4B
$80K 0.76%
+755
New +$77.4K
EWX icon
3
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$673M
$78K 0.74%
+1,805
New +$75.6K
IVV icon
4
iShares Core S&P 500 ETF
IVV
$881B
$78K 0.74%
+355
New +$77.2K
IWS icon
5
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$78K 0.74%
+1,010
New +$77K
EFV icon
6
iShares MSCI EAFE Value ETF
EFV
$26B
$73K 0.7%
+1,570
New +$70.6K
TIP icon
7
iShares TIPS Bond ETF
TIP
$14.5B
$73K 0.7%
+619
New +$71.8K
IGIB icon
8
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$71K 0.68%
+1,272
New +$70.8K
AMZN icon
9
Amazon
AMZN
$2.69T
$67K 0.64%
+1,580
New +$60.5K
VNQ icon
10
Vanguard Real Estate ETF
VNQ
$39.6B
$65K 0.62%
+749
New +$66.8K
DBC icon
11
Invesco DB Commodity Index Tracking Fund
DBC
$1.67B
$64K 0.61%
+4,239
New +$62.1K
VBK icon
12
Vanguard Small-Cap Growth ETF
VBK
$23.4B
$12K 0.11%
+85
New +$11.1K
GS icon
13
Goldman Sachs
GS
$323B
$11K 0.1%
+66
New +$10.7K
AAPL icon
14
Apple
AAPL
$4.89T
$7K 0.07%
+224
New +$5.93K
PCY icon
15
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
– –
0
– –
BNDX icon
16
Vanguard Total International Bond ETF
BNDX
$82.2B
$3K 0.03%
+47
New +$2.63K
EEM icon
17
iShares MSCI Emerging Markets ETF
EEM
$28B
$2K 0.02%
+38
New +$1.39K
EFA icon
18
iShares MSCI EAFE ETF
EFA
$76.5B
$2K 0.02%
+21
New +$1.22K
IGE icon
19
iShares North American Natural Resources ETF
IGE
$724M
$2K 0.02%
+42
New +$1.41K
IWR icon
20
iShares Russell Mid-Cap ETF
IWR
$56.6B
$2K 0.02%
+40
New +$1.73K
VB icon
21
Vanguard Small-Cap ETF
VB
$79.7B
$2K 0.02%
+11
New +$1.33K
VV icon
22
Vanguard Large-Cap ETF
VV
$52.2B
$2K 0.02%
+19
New +$1.88K
UCI
23
DELISTED
E-TRACS UBS Bloomberg CMCI ETN
UCI
$2K 0.02%
+102
New +$1.36K
B
24
Barrick Mining
B
$58.4B
– –
-561,943
Closed -$12M

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CCM
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BWM
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VM
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MCM
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Legg Mason's Q3 2016 Portfolio in Review

As of Q3 2016, Legg Mason held 24 positions worth $10.5M, down 12% from $12M the previous quarter. Its ten largest holdings account for 99% of the portfolio.

Legg Mason withdrew a net $994K in Q3 2016, closing 1 position. Its most notable exit was Barrick Mining, an estimated $12M position sold in full.

By sector, the portfolio is most concentrated in Materials at 93% of assets, down from 100% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Legg Mason opened a new position in Newmont worth $9.72M.

  • Legg Mason's largest Q3 2016 buy was Newmont: 247,334 shares worth $9.72M.
  • Legg Mason fully exited Barrick Mining in Q3 2016, selling an estimated $12M.
  • Legg Mason's ten largest holdings make up 99% of its $10.5M portfolio in Q3 2016.
  • Legg Mason opened 22 new positions and closed 1 in Q3 2016.
  • Legg Mason's portfolio value fell 12% quarter-over-quarter to $10.5M.

Based on Legg Mason's 13F filing for Q3 2016, filed 14 Nov 2016.