Lebenthal Asset Management’s UBS Group UBS Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-2,000	Closed	-$27K	–	663
2016 Q3	$27K	Buy	+2,000	New	+$27K	﹤0.01%	540