Lebenthal Asset Management’s UBS Group UBS Stock Holding History

Lebenthal Asset Management’s Portfolio UBS Stock Details UBS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-2,000	Closed	-$27K	–	664
2016 Q3	$27K	Buy	+2,000	New	+$27.2K	﹤0.01%	539

Other funds holding UBS

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Norges Bank Oslo, Norway $935B AUM

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Lebenthal Asset Management's UBS Position: Q4 2016 in Review

Lebenthal Asset Management sold out of UBS Group (UBS) in Q4 2016, closing a stake of 2,000 shares — an estimated $27K sold.

Lebenthal Asset Management first reported a position in UBS in Q3 2016 and held it in 1 quarter. The position peaked at $27K in Q3 2016. 253 funds tracked by Wall St. Rank hold UBS as of Q4 2016.

Lebenthal Asset Management reported no remaining UBS Group position as of Q4 2016 after selling out during the quarter.
Lebenthal Asset Management sold 2,000 UBS Group shares in Q4 2016, an estimated $27K.
Lebenthal Asset Management first reported a position in UBS Group in Q3 2016 and held it in 1 quarter.
Lebenthal Asset Management's UBS Group position peaked at $27K in Q3 2016.
253 funds tracked by Wall St. Rank held UBS Group as of Q4 2016.

Based on Lebenthal Asset Management's 13F filing for Q4 2016, filed 15 Feb 2017.