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LWAC

Laurel Wealth Advisors (California) Portfolio holdings

AUM $1.01B
1-Year Est. Return 13.55%
This Fund
S&P 500
This Quarter Est. Return
-0.1%
1 Year Est. Return
-13.55%
3 Year Est. Return
+32.98%
5 Year Est. Return
+62.09%
10 Year Est. Return
–
AUM
$544M
AUM Growth
-$227M
Cap. Flow
-$224M
Cap. Flow %
-41.21%
Top 10 Hldgs %
26.71%
Holding
518
New
18
Increased
106
Reduced
258
Closed
75

Top Buys

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$923K
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$654K
3
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$485K
4
GSSC icon
GS ActiveBeta US Small Cap Equity ETF
GSSC
+$467K
5
PRU icon
Prudential Financial
PRU
+$438K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$13.9M
2
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$13.4M
3
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$10.5M
4
VB icon
Vanguard Morningstar Small-Cap ETF
VB
+$10.3M
5
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$10M

Sector Composition

Rank Sector Weight
1 Technology 20.29%
2 Consumer Discretionary 7.03%
3 Communication Services 6.72%
4 Financials 6.14%
5 Healthcare 6.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PACB icon
201
Pacific Biosciences
PACB
$363M
$646K 0.12%
25,303
– –
WEC icon
202
WEC Energy
WEC
$34.6B
$632K 0.12%
7,164
-378
-5% -$35.4K
EW icon
203
Edwards Lifesciences
EW
$52.7B
$625K 0.11%
5,521
-1,544
-22% -$176K
USB icon
204
US Bancorp
USB
$99.8B
$622K 0.11%
10,465
-387
-4% -$22K
GIS icon
205
General Mills
GIS
$19.8B
$620K 0.11%
10,360
-37
-0.4% -$2.19K
NAC icon
206
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
$617K 0.11%
39,295
-8,658
-18% -$138K
LBRDK icon
207
Liberty Broadband Class C
LBRDK
$5B
$614K 0.11%
3,556
– –
SCHM icon
208
Schwab US Mid-Cap ETF
SCHM
$15.1B
$598K 0.11%
23,412
+1,623
+7% +$42.4K
BBN icon
209
BlackRock Taxable Municipal Bond Trust
BBN
$984M
$584K 0.11%
22,691
– –
NKE icon
210
Nike
NKE
$61.1B
$580K 0.11%
3,997
-613
-13% -$99.9K
FAS icon
211
Direxion Daily Financial Bull 3x ETF
FAS
$2.44B
$578K 0.11%
5,000
– –
EMR icon
212
Emerson Electric
EMR
$88.3B
$577K 0.11%
6,124
-245
-4% -$24.4K
SCHW
213
Charles Schwab
SCHW
$189B
$577K 0.11%
7,928
-678
-8% -$48.4K
IAU icon
214
iShares Gold Trust
IAU
$64.2B
$574K 0.11%
17,188
– –
TDVG icon
215
T. Rowe Price Dividend Growth ETF
TDVG
$1.45B
$562K 0.1%
17,661
+4,039
+30% +$132K
SLB icon
216
SLB Ltd
SLB
$76.8B
$556K 0.1%
18,773
+3,384
+22% +$97K
SPHD icon
217
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.37B
$556K 0.1%
13,125
– –
AMRN
218
Amarin Corp
AMRN
$300M
$551K 0.1%
5,399
+7
+0.1% +$688
ARKK icon
219
ARK Innovation ETF
ARKK
$6.35B
$548K 0.1%
4,958
-37,499
-88% -$4.51M
AXP icon
220
American Express
AXP
$228B
$547K 0.1%
3,263
-290
-8% -$48.5K
RDIV icon
221
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.38B
$537K 0.1%
13,780
– –
IYC icon
222
iShares US Consumer Discretionary ETF
IYC
$1.22B
$535K 0.1%
6,918
+820
+13% +$64.5K
MN
223
DELISTED
MANNING & NAPIER, INC.
MN
$535K 0.1%
58,548
– –
FIS icon
224
Fidelity National Information Services
FIS
$21.6B
$533K 0.1%
4,379
-240
-5% -$32.2K
LOW icon
225
Lowe's Companies
LOW
$122B
$523K 0.1%
2,576
-591
-19% -$118K
7 8
9
10 11

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Laurel Wealth Advisors (California)'s Q3 2021 Portfolio in Review

As of Q3 2021, Laurel Wealth Advisors (California) held 518 positions worth $544M, down 29% from $772M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Laurel Wealth Advisors (California) withdrew a net $224M in Q3 2021, closing 75 positions and reducing 258 holdings. Its most notable exit was State Street SPDR Portfolio Developed World ex-US ETF, an estimated $13.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Communication Services.

Against the trend, Laurel Wealth Advisors (California) opened a new position in Las Vegas Sands worth $371K.

  • Laurel Wealth Advisors (California)'s largest Q3 2021 buy was Las Vegas Sands: 10,125 shares worth $371K.
  • Laurel Wealth Advisors (California) added most to Meta Platforms (Facebook) in Q3 2021, an estimated $923K increase.
  • Laurel Wealth Advisors (California)'s biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $13.9M.
  • Laurel Wealth Advisors (California) fully exited State Street SPDR Portfolio Developed World ex-US ETF in Q3 2021, selling an estimated $13.4M.
  • Laurel Wealth Advisors (California)'s ten largest holdings make up 27% of its $544M portfolio in Q3 2021.
  • Laurel Wealth Advisors (California) opened 18 new positions and closed 75 in Q3 2021.
  • Laurel Wealth Advisors (California)'s portfolio value fell 29% quarter-over-quarter to $544M.

Based on Laurel Wealth Advisors (California)'s 13F filing for Q3 2021, filed 12 Nov 2021.