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LWAC

Laurel Wealth Advisors (California) Portfolio holdings

AUM $1.01B
1-Year Est. Return 13.55%
This Fund
S&P 500
This Quarter Est. Return
+7.52%
1 Year Est. Return
-13.55%
3 Year Est. Return
+32.98%
5 Year Est. Return
+62.09%
10 Year Est. Return
–
AUM
$597M
AUM Growth
+$11.8M
Cap. Flow
-$28.1M
Cap. Flow %
-4.71%
Top 10 Hldgs %
19.18%
Holding
504
New
69
Increased
95
Reduced
247
Closed
64

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.4M
2
XSLV icon
Invesco S&P SmallCap Low Volatility ETF
XSLV
+$7.16M
3
GLD icon
SPDR Gold Trust
GLD
+$6.29M
4
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$5.33M
5
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$5.04M

Top Sells

Rank Stock Value
1
QCOM icon
Qualcomm
QCOM
+$16.7M
2
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$9.07M
3
AAPL icon
Apple
AAPL
+$5.84M
4
RITM icon
Rithm Capital
RITM
+$4.08M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$4.08M

Sector Composition

Rank Sector Weight
1 Technology 11.97%
2 Communication Services 5.5%
3 Consumer Staples 4.91%
4 Consumer Discretionary 4.39%
5 Healthcare 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIX
201
DELISTED
Six Flags Entertainment Corp.
SIX
$683K 0.11%
+15,140
New +$697K
AVGO icon
202
Broadcom
AVGO
$2.04T
$681K 0.11%
21,550
-4,680
-18% -$142K
HYMB icon
203
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.19B
$680K 0.11%
+23,060
New +$681K
CHL
204
DELISTED
China Mobile Limited
CHL
$670K 0.11%
15,851
+658
+4% +$26.6K
PWB icon
205
Invesco Large Cap Growth ETF
PWB
$2.39B
$666K 0.11%
12,956
+9
+0.1% +$443
MKSI icon
206
MKS Inc
MKSI
$20.6B
$660K 0.11%
6,000
– –
SPLV icon
207
Invesco S&P 500 Low Volatility ETF
SPLV
$7.21B
$645K 0.11%
11,060
-272
-2% -$15.6K
ES icon
208
Eversource Energy
ES
$27.2B
$634K 0.11%
7,448
-222
-3% -$18.5K
TD icon
209
Toronto Dominion Bank
TD
$200B
$633K 0.11%
11,274
-7
-0.1% -$397
SCHW
210
Charles Schwab
SCHW
$187B
$631K 0.11%
13,265
+731
+6% +$32.2K
VEU icon
211
Vanguard FTSE All-World ex-US ETF
VEU
$68.5B
$625K 0.1%
11,613
-2,219
-16% -$115K
USFR
212
DELISTED
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
$619K 0.1%
24,685
+7,513
+44% +$188K
AXON
213
Axon Enterprise
AXON
$46.4B
$618K 0.1%
8,432
-22,797
-73% -$1.44M
META icon
214
CALL
Meta Platforms (Facebook)
META
$1.51T
$615K 0.1%
3,000
+1,000
+50% +$194K
TXN icon
215
Texas Instruments
TXN
$261B
$614K 0.1%
4,785
-2,030
-30% -$251K
PFF icon
216
iShares Preferred and Income Securities ETF
PFF
$13.3B
$608K 0.1%
16,173
+1,956
+14% +$73K
BBN icon
217
BlackRock Taxable Municipal Bond Trust
BBN
$986M
$600K 0.1%
24,641
-7,083
-22% -$170K
MNR
218
DELISTED
Monmouth Real Estate Investment Corp
MNR
$594K 0.1%
41,000
-5,000
-11% -$73.9K
FIS icon
219
Fidelity National Information Services
FIS
$22.1B
$589K 0.1%
4,232
-241
-5% -$32.3K
CLX icon
220
Clorox
CLX
$12.7B
$587K 0.1%
3,828
-1,485
-28% -$222K
DLS icon
221
WisdomTree International SmallCap Dividend Fund
DLS
$1.08B
$587K 0.1%
8,251
-4,487
-35% -$303K
HSY icon
222
Hershey
HSY
$36.6B
$582K 0.1%
3,958
– –
SPHD icon
223
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.38B
$578K 0.1%
13,125
– –
GILD icon
224
Gilead Sciences
GILD
$165B
$572K 0.1%
8,796
-4,105
-32% -$267K
SQM icon
225
Sociedad Química y Minera de Chile
SQM
$20.6B
$572K 0.1%
21,426
-860
-4% -$22.7K
7 8
9
10 11

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Laurel Wealth Advisors (California)'s Q4 2019 Portfolio in Review

As of Q4 2019, Laurel Wealth Advisors (California) held 504 positions worth $597M, up 2% from $585M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Laurel Wealth Advisors (California) withdrew a net $28.1M in Q4 2019, closing 64 positions and reducing 247 holdings. Its most notable exit was Rithm Capital, an estimated $4.08M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 15% a quarter earlier, followed by Communication Services and Consumer Staples.

Against the trend, Laurel Wealth Advisors (California) opened a new position in Invesco S&P SmallCap Low Volatility ETF worth $7.28M.

  • Laurel Wealth Advisors (California)'s largest Q4 2019 buy was Invesco S&P SmallCap Low Volatility ETF: 143,046 shares worth $7.28M.
  • Laurel Wealth Advisors (California) added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $10.4M increase.
  • Laurel Wealth Advisors (California)'s biggest Q4 2019 reduction was Qualcomm, cutting an estimated $16.7M.
  • Laurel Wealth Advisors (California) fully exited Rithm Capital in Q4 2019, selling an estimated $4.08M.
  • Laurel Wealth Advisors (California)'s ten largest holdings make up 19% of its $597M portfolio in Q4 2019.
  • Laurel Wealth Advisors (California) opened 69 new positions and closed 64 in Q4 2019.
  • Laurel Wealth Advisors (California)'s portfolio value rose 2% quarter-over-quarter to $597M.

Based on Laurel Wealth Advisors (California)'s 13F filing for Q4 2019, filed 13 Feb 2020.