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LWAC

Laurel Wealth Advisors (California) Portfolio holdings

AUM $1.01B
1-Year Est. Return 13.55%
This Fund
S&P 500
This Quarter Est. Return
+7.52%
1 Year Est. Return
-13.55%
3 Year Est. Return
+32.98%
5 Year Est. Return
+62.09%
10 Year Est. Return
–
AUM
$597M
AUM Growth
+$11.8M
Cap. Flow
-$28.1M
Cap. Flow %
-4.71%
Top 10 Hldgs %
19.18%
Holding
504
New
69
Increased
95
Reduced
247
Closed
64

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.4M
2
XSLV icon
Invesco S&P SmallCap Low Volatility ETF
XSLV
+$7.16M
3
GLD icon
SPDR Gold Trust
GLD
+$6.29M
4
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$5.33M
5
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$5.04M

Top Sells

Rank Stock Value
1
QCOM icon
Qualcomm
QCOM
+$16.7M
2
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$9.07M
3
AAPL icon
Apple
AAPL
+$5.84M
4
RITM icon
Rithm Capital
RITM
+$4.08M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$4.08M

Sector Composition

Rank Sector Weight
1 Technology 11.97%
2 Communication Services 5.5%
3 Consumer Staples 4.91%
4 Consumer Discretionary 4.39%
5 Healthcare 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPM icon
51
JPMorgan Chase
JPM
$950B
$2.84M 0.48%
20,392
-10,624
-34% -$1.36M
MGV icon
52
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.5B
$2.82M 0.47%
32,299
-19
-0.1% -$1.59K
VWO icon
53
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$2.8M 0.47%
62,937
+8,640
+16% +$366K
EFA icon
54
iShares MSCI EAFE ETF
EFA
$80.2B
$2.73M 0.46%
39,282
+4,140
+12% +$280K
PFE icon
55
Pfizer
PFE
$153B
$2.67M 0.45%
71,888
-15,585
-18% -$555K
AAPL icon
56
CALL
Apple
AAPL
$4.57T
$2.64M 0.44%
+36,000
New +$2.32M
UPS icon
57
United Parcel Service
UPS
$88.9B
$2.6M 0.44%
22,211
-1,536
-6% -$182K
SCHR
58
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$2.49M 0.42%
+90,722
New +$2.51M
AGG icon
59
iShares Core US Aggregate Bond ETF
AGG
$138B
$2.48M 0.42%
22,099
+2,573
+13% +$290K
AVA icon
60
Avista
AVA
$3.24B
$2.42M 0.41%
50,235
-466
-0.9% -$22.2K
SDOG icon
61
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
$2.32M 0.39%
49,551
-22,084
-31% -$996K
RDVY icon
62
First Trust Rising Dividend Achievers ETF
RDVY
$25.6B
$2.31M 0.39%
64,250
-884
-1% -$30K
MA icon
63
CALL
Mastercard
MA
$493B
$2.24M 0.38%
+7,500
New +$2.11M
MA icon
64
PUT
Mastercard
MA
$493B
$2.24M 0.38%
+7,500
New +$2.11M
BIP icon
65
Brookfield Infrastructure Partners
BIP
$18B
$2.22M 0.37%
74,617
-252
-0.3% -$7.55K
IBM icon
66
IBM
IBM
$224B
$2.2M 0.37%
17,173
-3,762
-18% -$489K
WFC icon
67
Wells Fargo
WFC
$264B
$2.19M 0.37%
40,628
-18,449
-31% -$966K
O icon
68
Realty Income
O
$59.1B
$2.08M 0.35%
29,212
-5,379
-16% -$401K
MO icon
69
Altria Group
MO
$114B
$2.08M 0.35%
41,652
-8,306
-17% -$392K
SCHE icon
70
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$2.04M 0.34%
74,729
+15,299
+26% +$403K
NVDA icon
71
CALL
NVIDIA
NVDA
$5.42T
$2M 0.34%
+340,000
New +$1.77M
MRK icon
72
Merck
MRK
$318B
$1.98M 0.33%
22,799
-13,965
-38% -$1.15M
TEAM icon
73
Atlassian
TEAM
$37.8B
$1.96M 0.33%
16,251
-22
-0.1% -$2.68K
GLW icon
74
Corning
GLW
$143B
$1.94M 0.33%
66,668
-15,456
-19% -$449K
PSX icon
75
Phillips 66
PSX
$81.4B
$1.92M 0.32%
17,197
-685
-4% -$77K
1 2
3
4 5

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Laurel Wealth Advisors (California)'s Q4 2019 Portfolio in Review

As of Q4 2019, Laurel Wealth Advisors (California) held 504 positions worth $597M, up 2% from $585M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Laurel Wealth Advisors (California) withdrew a net $28.1M in Q4 2019, closing 64 positions and reducing 247 holdings. Its most notable exit was Rithm Capital, an estimated $4.08M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 15% a quarter earlier, followed by Communication Services and Consumer Staples.

Against the trend, Laurel Wealth Advisors (California) opened a new position in Invesco S&P SmallCap Low Volatility ETF worth $7.28M.

  • Laurel Wealth Advisors (California)'s largest Q4 2019 buy was Invesco S&P SmallCap Low Volatility ETF: 143,046 shares worth $7.28M.
  • Laurel Wealth Advisors (California) added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $10.4M increase.
  • Laurel Wealth Advisors (California)'s biggest Q4 2019 reduction was Qualcomm, cutting an estimated $16.7M.
  • Laurel Wealth Advisors (California) fully exited Rithm Capital in Q4 2019, selling an estimated $4.08M.
  • Laurel Wealth Advisors (California)'s ten largest holdings make up 19% of its $597M portfolio in Q4 2019.
  • Laurel Wealth Advisors (California) opened 69 new positions and closed 64 in Q4 2019.
  • Laurel Wealth Advisors (California)'s portfolio value rose 2% quarter-over-quarter to $597M.

Based on Laurel Wealth Advisors (California)'s 13F filing for Q4 2019, filed 13 Feb 2020.