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LWAC

Laurel Wealth Advisors (California) Portfolio holdings

AUM $1.01B
1-Year Est. Return 13.55%
This Fund
S&P 500
This Quarter Est. Return
+7.52%
1 Year Est. Return
-13.55%
3 Year Est. Return
+32.98%
5 Year Est. Return
+62.09%
10 Year Est. Return
–
AUM
$597M
AUM Growth
+$11.8M
Cap. Flow
-$28.1M
Cap. Flow %
-4.71%
Top 10 Hldgs %
19.18%
Holding
504
New
69
Increased
95
Reduced
247
Closed
64

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.4M
2
XSLV icon
Invesco S&P SmallCap Low Volatility ETF
XSLV
+$7.16M
3
GLD icon
SPDR Gold Trust
GLD
+$6.29M
4
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$5.33M
5
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$5.04M

Top Sells

Rank Stock Value
1
QCOM icon
Qualcomm
QCOM
+$16.7M
2
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$9.07M
3
AAPL icon
Apple
AAPL
+$5.84M
4
RITM icon
Rithm Capital
RITM
+$4.08M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$4.08M

Sector Composition

Rank Sector Weight
1 Technology 11.97%
2 Communication Services 5.5%
3 Consumer Staples 4.91%
4 Consumer Discretionary 4.39%
5 Healthcare 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSQ icon
451
Calamos Strategic Total Return Fund
CSQ
$3.35B
– –
-25,295
Closed -$322K
D icon
452
Dominion Energy
D
$59.3B
– –
-3,616
Closed -$293K
DAL icon
453
Delta Air Lines
DAL
$60.1B
– –
-7,782
Closed -$448K
ECL icon
454
Ecolab
ECL
$79.9B
– –
-1,023
Closed -$203K
EVM
455
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
– –
-26,912
Closed -$305K
EVRG icon
456
Evergy
EVRG
$19.2B
– –
-3,043
Closed -$203K
F icon
457
Ford
F
$55.7B
– –
-25,493
Closed -$234K
FDL icon
458
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.84B
– –
-6,912
Closed -$215K
FDX icon
459
FedEx
FDX
$75.4B
– –
-1,393
Closed -$203K
FEM icon
460
First Trust Emerging Markets AlphaDEX Fund
FEM
$786M
– –
-25,573
Closed -$602K
FISV
461
Fiserv Inc
FISV
$27.9B
– –
-2,593
Closed -$269K
FLRN icon
462
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$2.97B
– –
-32,416
Closed -$997K
FTSM icon
463
First Trust Enhanced Short Maturity ETF
FTSM
$6.54B
– –
-11,302
Closed -$679K
FUN icon
464
Cedar Fair
FUN
$1.67B
– –
-4,939
Closed -$288K
FXO icon
465
First Trust Financials AlphaDEX Fund
FXO
$1.14B
– –
-9,597
Closed -$305K
GM icon
466
General Motors
GM
$76.8B
– –
-7,911
Closed -$297K
HPQ icon
467
HP
HPQ
$27.5B
– –
-17,421
Closed -$329K
IEF icon
468
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
– –
-2,066
Closed -$232K
JPST icon
469
JPMorgan Ultra-Short Income ETF
JPST
$40.6B
– –
-80,807
Closed -$4.08M
KINS icon
470
Kingstone Companies
KINS
$276M
– –
-49,783
Closed -$424K
KKR icon
471
KKR & Co
KKR
$92.3B
– –
-10,528
Closed -$283K
LULU icon
472
lululemon athletica
LULU
$14.6B
– –
-1,300
Closed -$250K
MPC icon
473
Marathon Petroleum
MPC
$83.7B
– –
-5,331
Closed -$324K
NEAR icon
474
iShares Short Maturity Bond ETF
NEAR
$4.88B
– –
-4,460
Closed -$225K
NKX icon
475
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$657M
– –
-91,450
Closed -$1.38M
17 18
19
20 21

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Laurel Wealth Advisors (California)'s Q4 2019 Portfolio in Review

As of Q4 2019, Laurel Wealth Advisors (California) held 504 positions worth $597M, up 2% from $585M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Laurel Wealth Advisors (California) withdrew a net $28.1M in Q4 2019, closing 64 positions and reducing 247 holdings. Its most notable exit was Rithm Capital, an estimated $4.08M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 15% a quarter earlier, followed by Communication Services and Consumer Staples.

Against the trend, Laurel Wealth Advisors (California) opened a new position in Invesco S&P SmallCap Low Volatility ETF worth $7.28M.

  • Laurel Wealth Advisors (California)'s largest Q4 2019 buy was Invesco S&P SmallCap Low Volatility ETF: 143,046 shares worth $7.28M.
  • Laurel Wealth Advisors (California) added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $10.4M increase.
  • Laurel Wealth Advisors (California)'s biggest Q4 2019 reduction was Qualcomm, cutting an estimated $16.7M.
  • Laurel Wealth Advisors (California) fully exited Rithm Capital in Q4 2019, selling an estimated $4.08M.
  • Laurel Wealth Advisors (California)'s ten largest holdings make up 19% of its $597M portfolio in Q4 2019.
  • Laurel Wealth Advisors (California) opened 69 new positions and closed 64 in Q4 2019.
  • Laurel Wealth Advisors (California)'s portfolio value rose 2% quarter-over-quarter to $597M.

Based on Laurel Wealth Advisors (California)'s 13F filing for Q4 2019, filed 13 Feb 2020.