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LWAC

Laurel Wealth Advisors (California) Portfolio holdings

AUM $1.01B
1-Year Est. Return 13.55%
This Fund
S&P 500
This Quarter Est. Return
+1.66%
1 Year Est. Return
-13.55%
3 Year Est. Return
+32.98%
5 Year Est. Return
+62.09%
10 Year Est. Return
–
AUM
$585M
AUM Growth
+$129M
Cap. Flow
+$122M
Cap. Flow %
20.93%
Top 10 Hldgs %
20.26%
Holding
465
New
73
Increased
271
Reduced
59
Closed
30

Top Buys

Rank Stock Value
1
QCOM icon
Qualcomm
QCOM
+$14.6M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$5.37M
3
AAPL icon
Apple
AAPL
+$4.4M
4
RITM icon
Rithm Capital
RITM
+$3.9M
5
BAC icon
Bank of America
BAC
+$3.63M

Top Sells

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$4.88M
2
HON icon
Honeywell
HON
+$1.52M
3
APU
AmeriGas Partners, L.P.
APU
+$1.19M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$692K
5
FCAL icon
First Trust California Municipal High income ETF
FCAL
+$577K

Sector Composition

Rank Sector Weight
1 Technology 15.43%
2 Communication Services 5.94%
3 Consumer Staples 5.59%
4 Financials 5.51%
5 Consumer Discretionary 5.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NUS icon
451
Nu Skin
NUS
$267M
– –
-5,000
Closed -$247K
PBP icon
452
Invesco S&P 500 BuyWrite ETF
PBP
$362M
– –
-9,416
Closed -$204K
QCOM icon
453
CALL
Qualcomm
QCOM
$176B
– –
-50,000
Closed -$3.8M
QCOM icon
454
PUT
Qualcomm
QCOM
$176B
– –
-8,000
Closed -$609K
RSPH icon
455
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$784M
– –
-12,370
Closed -$251K
SMLF icon
456
iShares US Small Cap Equity Factor ETF
SMLF
$4.3B
– –
-5,365
Closed -$216K
SOXL icon
457
Direxion Daily Semiconductor Bull 3X ETF
SOXL
$23.9B
– –
-40,740
Closed -$403K
TSM icon
458
TSMC
TSM
$2.18T
– –
-11,933
Closed -$467K
ZM icon
459
Zoom
ZM
$30.6B
– –
-6,100
Closed -$542K
SJI
460
DELISTED
South Jersey Industries, Inc.
SJI
– –
-10,540
Closed -$356K
AABA
461
DELISTED
Altaba Inc
AABA
– –
-3,335
Closed -$231K
BT
462
DELISTED
BT Group plc (ADR)
BT
– –
-26,783
Closed -$342K
APU
463
DELISTED
AmeriGas Partners, L.P.
APU
– –
-34,069
Closed -$1.19M
BEAT
464
DELISTED
BioTelemetry, Inc.
BEAT
– –
-4,300
Closed -$207K
RHT
465
DELISTED
Red Hat Inc
RHT
– –
-2,003
Closed -$376K
15 16 17 18
19

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Laurel Wealth Advisors (California)'s Q3 2019 Portfolio in Review

As of Q3 2019, Laurel Wealth Advisors (California) held 465 positions worth $585M, up 28% from $456M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Laurel Wealth Advisors (California) deployed $122M of net new capital in Q3 2019, opening 73 new positions and adding to 271 existing holdings. Its largest new stake was Rithm Capital: 260,500 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 13% a quarter earlier, followed by Communication Services and Consumer Staples.

On the sell side, the largest reduction was JPMorgan Ultra-Short Income ETF, an estimated $4.88M trimmed.

  • Laurel Wealth Advisors (California)'s largest Q3 2019 buy was Rithm Capital: 260,500 shares worth $4.08M.
  • Laurel Wealth Advisors (California) added most to Qualcomm in Q3 2019, an estimated $14.6M increase.
  • Laurel Wealth Advisors (California)'s biggest Q3 2019 reduction was JPMorgan Ultra-Short Income ETF, cutting an estimated $4.88M.
  • Laurel Wealth Advisors (California) fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.19M.
  • Laurel Wealth Advisors (California)'s ten largest holdings make up 20% of its $585M portfolio in Q3 2019.
  • Laurel Wealth Advisors (California) opened 73 new positions and closed 30 in Q3 2019.
  • Laurel Wealth Advisors (California)'s portfolio value rose 28% quarter-over-quarter to $585M.

Based on Laurel Wealth Advisors (California)'s 13F filing for Q3 2019, filed 13 Nov 2019.