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LWAC

Laurel Wealth Advisors (California) Portfolio holdings

AUM $1.01B
1-Year Est. Return 13.55%
This Fund
S&P 500
This Quarter Est. Return
+7.52%
1 Year Est. Return
-13.55%
3 Year Est. Return
+32.98%
5 Year Est. Return
+62.09%
10 Year Est. Return
–
AUM
$597M
AUM Growth
+$11.8M
Cap. Flow
-$28.1M
Cap. Flow %
-4.71%
Top 10 Hldgs %
19.18%
Holding
504
New
69
Increased
95
Reduced
247
Closed
64

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.4M
2
XSLV icon
Invesco S&P SmallCap Low Volatility ETF
XSLV
+$7.16M
3
GLD icon
SPDR Gold Trust
GLD
+$6.29M
4
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$5.33M
5
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$5.04M

Top Sells

Rank Stock Value
1
QCOM icon
Qualcomm
QCOM
+$16.7M
2
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$9.07M
3
AAPL icon
Apple
AAPL
+$5.84M
4
RITM icon
Rithm Capital
RITM
+$4.08M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$4.08M

Sector Composition

Rank Sector Weight
1 Technology 11.97%
2 Communication Services 5.5%
3 Consumer Staples 4.91%
4 Consumer Discretionary 4.39%
5 Healthcare 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIA icon
426
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.5B
$215K 0.04%
754
-3,984
-84% -$1.1M
DGRO icon
427
iShares Core Dividend Growth ETF
DGRO
$43.6B
$214K 0.04%
+5,096
New +$206K
AMLP icon
428
Alerian MLP ETF
AMLP
$13.1B
$213K 0.04%
5,015
-2,498
-33% -$105K
MKC icon
429
McCormick & Company Non-Voting
MKC
$14.2B
$211K 0.04%
+2,484
New +$206K
SHY icon
430
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$209K 0.04%
+2,464
New +$209K
WABC icon
431
Westamerica Bancorp
WABC
$1.37B
$207K 0.03%
+3,066
New +$200K
NVGS icon
432
Navigator Holdings
NVGS
$1.28B
$206K 0.03%
+15,329
New +$181K
DBC icon
433
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
$205K 0.03%
+12,831
New +$199K
NSC icon
434
Norfolk Southern
NSC
$75.1B
$205K 0.03%
+1,059
New +$199K
CWBC
435
Community West Bancshares
CWBC
$684M
$204K 0.03%
+9,416
New +$197K
SITO
436
DELISTED
SITO MOBILE, LTD
SITO
$204K 0.03%
733,882
– –
GS icon
437
Goldman Sachs
GS
$303B
$203K 0.03%
+884
New +$192K
DLR icon
438
Digital Realty Trust
DLR
$71.7B
$202K 0.03%
1,683
-975
-37% -$120K
FFA
439
First Trust Enhanced Equity Income Fund
FFA
$467M
$200K 0.03%
11,608
-5,500
-32% -$90.1K
REM icon
440
iShares Mortgage Real Estate ETF
REM
$543M
$200K 0.03%
+4,492
New +$195K
AAT
441
American Assets Trust
AAT
$1.4B
– –
-19,008
Closed -$888K
ADBE icon
442
Adobe
ADBE
$105B
– –
-787
Closed -$217K
AMT icon
443
American Tower
AMT
$80.4B
– –
-1,230
Closed -$272K
ARCC icon
444
Ares Capital
ARCC
$14.4B
– –
-13,184
Closed -$245K
AWK icon
445
American Water Works
AWK
$26.9B
– –
-1,633
Closed -$203K
AWR icon
446
American States Water
AWR
$3.46B
– –
-2,845
Closed -$256K
CGC
447
Canopy Growth
CGC
$410M
– –
-1,229
Closed -$282K
CL icon
448
Colgate-Palmolive
CL
$74.4B
– –
-3,765
Closed -$276K
COF icon
449
Capital One
COF
$134B
– –
-3,363
Closed -$306K
CQP icon
450
Cheniere Energy
CQP
$31.3B
– –
-4,622
Closed -$210K
16 17
18
19 20

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Laurel Wealth Advisors (California)'s Q4 2019 Portfolio in Review

As of Q4 2019, Laurel Wealth Advisors (California) held 504 positions worth $597M, up 2% from $585M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Laurel Wealth Advisors (California) withdrew a net $28.1M in Q4 2019, closing 64 positions and reducing 247 holdings. Its most notable exit was Rithm Capital, an estimated $4.08M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 15% a quarter earlier, followed by Communication Services and Consumer Staples.

Against the trend, Laurel Wealth Advisors (California) opened a new position in Invesco S&P SmallCap Low Volatility ETF worth $7.28M.

  • Laurel Wealth Advisors (California)'s largest Q4 2019 buy was Invesco S&P SmallCap Low Volatility ETF: 143,046 shares worth $7.28M.
  • Laurel Wealth Advisors (California) added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $10.4M increase.
  • Laurel Wealth Advisors (California)'s biggest Q4 2019 reduction was Qualcomm, cutting an estimated $16.7M.
  • Laurel Wealth Advisors (California) fully exited Rithm Capital in Q4 2019, selling an estimated $4.08M.
  • Laurel Wealth Advisors (California)'s ten largest holdings make up 19% of its $597M portfolio in Q4 2019.
  • Laurel Wealth Advisors (California) opened 69 new positions and closed 64 in Q4 2019.
  • Laurel Wealth Advisors (California)'s portfolio value rose 2% quarter-over-quarter to $597M.

Based on Laurel Wealth Advisors (California)'s 13F filing for Q4 2019, filed 13 Feb 2020.