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LWAC

Laurel Wealth Advisors (California) Portfolio holdings

AUM $1.01B
1-Year Est. Return 13.55%
This Fund
S&P 500
This Quarter Est. Return
+7.52%
1 Year Est. Return
-13.55%
3 Year Est. Return
+32.98%
5 Year Est. Return
+62.09%
10 Year Est. Return
–
AUM
$597M
AUM Growth
+$11.8M
Cap. Flow
-$28.1M
Cap. Flow %
-4.71%
Top 10 Hldgs %
19.18%
Holding
504
New
69
Increased
95
Reduced
247
Closed
64

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.4M
2
XSLV icon
Invesco S&P SmallCap Low Volatility ETF
XSLV
+$7.16M
3
GLD icon
SPDR Gold Trust
GLD
+$6.29M
4
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$5.33M
5
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$5.04M

Top Sells

Rank Stock Value
1
QCOM icon
Qualcomm
QCOM
+$16.7M
2
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$9.07M
3
AAPL icon
Apple
AAPL
+$5.84M
4
RITM icon
Rithm Capital
RITM
+$4.08M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$4.08M

Sector Composition

Rank Sector Weight
1 Technology 11.97%
2 Communication Services 5.5%
3 Consumer Staples 4.91%
4 Consumer Discretionary 4.39%
5 Healthcare 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLDD
376
DELISTED
Great Lakes Dredge & Dock
GLDD
$270K 0.05%
23,800
– –
IGF icon
377
iShares Global Infrastructure ETF
IGF
$10.7B
$270K 0.05%
5,631
-355
-6% -$16.7K
PNC icon
378
PNC Financial Services
PNC
$101B
$270K 0.05%
1,691
-230
-12% -$34.5K
NGG icon
379
National Grid
NGG
$81.3B
$269K 0.05%
4,852
-614
-11% -$31.6K
CMF icon
380
iShares California Muni Bond ETF
CMF
$4.62B
$267K 0.04%
+4,370
New +$267K
OXY icon
381
Occidental Petroleum
OXY
$55.9B
$267K 0.04%
6,481
+718
+12% +$28.8K
SWK icon
382
Stanley Black & Decker
SWK
$15.7B
$258K 0.04%
1,558
-21
-1% -$3.25K
VHC icon
383
VirnetX Holding Corp
VHC
$63.1M
$257K 0.04%
3,382
-1,124
-25% -$113K
MDT icon
384
Medtronic
MDT
$112B
$256K 0.04%
2,261
+116
+5% +$12.7K
PPLI
385
People Inc
PPLI
$3.1B
$254K 0.04%
5,707
– –
XHR
386
Xenia Hotels & Resorts
XHR
$1.79B
$254K 0.04%
11,740
+500
+4% +$10.6K
AAOI icon
387
Applied Optoelectronics
AAOI
$11.5B
$253K 0.04%
+21,300
New +$227K
PGX icon
388
Invesco Preferred ETF
PGX
$3.78B
$253K 0.04%
+16,881
New +$252K
CCL icon
389
Carnival Corporation Ltd
CCL
$39.7B
$251K 0.04%
+4,929
New +$220K
BNDX icon
390
Vanguard Total International Bond ETF
BNDX
$83.1B
$250K 0.04%
4,411
– –
FNX icon
391
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.41B
$250K 0.04%
3,447
+4
+0.1% +$280
WMB icon
392
Williams Companies
WMB
$86.1B
$250K 0.04%
10,553
+1,489
+16% +$34.1K
AMTD
393
DELISTED
TD Ameritrade Holding Corp
AMTD
$249K 0.04%
+5,000
New +$217K
BIIB icon
394
Biogen
BIIB
$30.7B
$248K 0.04%
835
-49
-6% -$13.6K
RWL icon
395
Invesco S&P 500 Revenue ETF
RWL
$9.9B
$248K 0.04%
4,251
-241
-5% -$13.5K
IEFA icon
396
iShares Core MSCI EAFE ETF
IEFA
$196B
$247K 0.04%
+3,780
New +$240K
IEMG icon
397
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$247K 0.04%
+4,604
New +$237K
KHC icon
398
Kraft Heinz
KHC
$30B
$246K 0.04%
7,656
-3,799
-33% -$115K
VLO icon
399
Valero Energy
VLO
$85.9B
$245K 0.04%
+2,611
New +$247K
NBB icon
400
Nuveen Taxable Municipal Income Fund
NBB
$453M
$244K 0.04%
11,180
-11,279
-50% -$245K
14 15
16
17 18

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Laurel Wealth Advisors (California)'s Q4 2019 Portfolio in Review

As of Q4 2019, Laurel Wealth Advisors (California) held 504 positions worth $597M, up 2% from $585M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Laurel Wealth Advisors (California) withdrew a net $28.1M in Q4 2019, closing 64 positions and reducing 247 holdings. Its most notable exit was Rithm Capital, an estimated $4.08M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 15% a quarter earlier, followed by Communication Services and Consumer Staples.

Against the trend, Laurel Wealth Advisors (California) opened a new position in Invesco S&P SmallCap Low Volatility ETF worth $7.28M.

  • Laurel Wealth Advisors (California)'s largest Q4 2019 buy was Invesco S&P SmallCap Low Volatility ETF: 143,046 shares worth $7.28M.
  • Laurel Wealth Advisors (California) added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $10.4M increase.
  • Laurel Wealth Advisors (California)'s biggest Q4 2019 reduction was Qualcomm, cutting an estimated $16.7M.
  • Laurel Wealth Advisors (California) fully exited Rithm Capital in Q4 2019, selling an estimated $4.08M.
  • Laurel Wealth Advisors (California)'s ten largest holdings make up 19% of its $597M portfolio in Q4 2019.
  • Laurel Wealth Advisors (California) opened 69 new positions and closed 64 in Q4 2019.
  • Laurel Wealth Advisors (California)'s portfolio value rose 2% quarter-over-quarter to $597M.

Based on Laurel Wealth Advisors (California)'s 13F filing for Q4 2019, filed 13 Feb 2020.