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LWAC

Laurel Wealth Advisors (California) Portfolio holdings

AUM $1.01B
1-Year Est. Return 13.55%
This Fund
S&P 500
This Quarter Est. Return
+5.77%
1 Year Est. Return
-13.55%
3 Year Est. Return
+32.98%
5 Year Est. Return
+62.09%
10 Year Est. Return
–
AUM
$348M
AUM Growth
+$49.3M
Cap. Flow
+$32.6M
Cap. Flow %
9.39%
Top 10 Hldgs %
21.42%
Holding
391
New
55
Increased
168
Reduced
71
Closed
55

Top Buys

Rank Stock Value
1
HEDJ icon
WisdomTree Europe Hedged Equity Fund
HEDJ
+$2.23M
2
DD icon
DuPont de Nemours
DD
+$1.91M
3
HD icon
Home Depot
HD
+$1.43M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$1.37M
5
MKC icon
McCormick & Company Non-Voting
MKC
+$1.09M

Top Sells

Rank Stock Value
1
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$1.6M
2
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$1.38M
3
QCOM icon
Qualcomm
QCOM
+$1.31M
4
GE icon
GE Aerospace
GE
+$1.16M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$605K

Sector Composition

Rank Sector Weight
1 Technology 13.52%
2 Consumer Staples 9.01%
3 Communication Services 7.6%
4 Financials 7.55%
5 Industrials 6.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
B
351
CALL
Barrick Mining
B
$73.2B
– –
-15,000
Closed -$241K
B
352
Barrick Mining
B
$73.2B
– –
-4,546
Closed -$73K
GSAT icon
353
Globalstar
GSAT
$10.8B
– –
-713
Closed -$17K
HD icon
354
CALL
Home Depot
HD
$355B
– –
-400
Closed -$65K
HQH
355
abrdn Healthcare Investors
HQH
$1.32B
– –
-8,316
Closed -$209K
JNJ icon
356
CALL
Johnson & Johnson
JNJ
$625B
– –
-200
Closed -$26K
KHC icon
357
PUT
Kraft Heinz
KHC
$30B
– –
-200
Closed -$15K
LLY icon
358
CALL
Eli Lilly
LLY
$1.06T
– –
-200
Closed -$17K
MMM icon
359
CALL
3M
MMM
$94.3B
– –
-120
Closed -$20K
MQY icon
360
BlackRock MuniYield Quality Fund
MQY
$817M
– –
-11,220
Closed -$173K
MRK icon
361
CALL
Merck
MRK
$318B
– –
-314
Closed -$19K
MUFG icon
362
Mitsubishi UFJ Financial
MUFG
$254B
– –
-22,658
Closed -$145K
NLY icon
363
Annaly Capital Management
NLY
$17.4B
– –
-4,095
Closed -$199K
NVDA icon
364
CALL
NVIDIA
NVDA
$5.42T
– –
-40,000
Closed -$178K
NVGS icon
365
Navigator Holdings
NVGS
$1.28B
– –
-11,607
Closed -$128K
OII icon
366
Oceaneering
OII
$4.77B
– –
-8,568
Closed -$225K
PCG icon
367
PG&E
PCG
$38.5B
– –
-3,276
Closed -$223K
QCOM icon
368
PUT
Qualcomm
QCOM
$176B
– –
-15,000
Closed -$776K
SCHF icon
369
Schwab International Equity ETF
SCHF
$68.7B
– –
-18,926
Closed -$316K
SCHO icon
370
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
– –
-54,706
Closed -$1.38M
SPYV icon
371
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.8B
– –
-8,752
Closed -$248K
TEF
372
DELISTED
Telefonica
TEF
– –
-14,157
Closed -$123K
TGT icon
373
CALL
Target
TGT
$68B
– –
-400
Closed -$23K
UPS icon
374
CALL
United Parcel Service
UPS
$88.9B
– –
-400
Closed -$48K
USA icon
375
Liberty All-Star Equity Fund
USA
$1.85B
– –
-19,244
Closed -$116K
12 13 14
15
16

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SGA
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BOTW
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PIM
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SBL
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Laurel Wealth Advisors (California)'s Q4 2017 Portfolio in Review

As of Q4 2017, Laurel Wealth Advisors (California) held 391 positions worth $348M, up 17% from $298M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Laurel Wealth Advisors (California) deployed $32.6M of net new capital in Q4 2017, opening 55 new positions and adding to 168 existing holdings. Its largest new stake was DuPont de Nemours: 10,600 shares worth $1.91M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Staples and Communication Services.

On the sell side, the largest reduction was iShares US Aerospace & Defense ETF, an estimated $1.6M trimmed.

  • Laurel Wealth Advisors (California)'s largest Q4 2017 buy was DuPont de Nemours: 10,600 shares worth $1.91M.
  • Laurel Wealth Advisors (California) added most to WisdomTree Europe Hedged Equity Fund in Q4 2017, an estimated $2.23M increase.
  • Laurel Wealth Advisors (California)'s biggest Q4 2017 reduction was iShares US Aerospace & Defense ETF, cutting an estimated $1.6M.
  • Laurel Wealth Advisors (California) fully exited Schwab Short-Term US Treasury ETF in Q4 2017, selling an estimated $1.38M.
  • Laurel Wealth Advisors (California)'s ten largest holdings make up 21% of its $348M portfolio in Q4 2017.
  • Laurel Wealth Advisors (California) opened 55 new positions and closed 55 in Q4 2017.
  • Laurel Wealth Advisors (California)'s portfolio value rose 17% quarter-over-quarter to $348M.

Based on Laurel Wealth Advisors (California)'s 13F filing for Q4 2017, filed 15 Feb 2018.