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LWAC

Laurel Wealth Advisors (California) Portfolio holdings

AUM $1.01B
1-Year Est. Return 13.55%
This Fund
S&P 500
This Quarter Est. Return
+7.52%
1 Year Est. Return
-13.55%
3 Year Est. Return
+32.98%
5 Year Est. Return
+62.09%
10 Year Est. Return
–
AUM
$597M
AUM Growth
+$11.8M
Cap. Flow
-$28.1M
Cap. Flow %
-4.71%
Top 10 Hldgs %
19.18%
Holding
504
New
69
Increased
95
Reduced
247
Closed
64

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.4M
2
XSLV icon
Invesco S&P SmallCap Low Volatility ETF
XSLV
+$7.16M
3
GLD icon
SPDR Gold Trust
GLD
+$6.29M
4
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$5.33M
5
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$5.04M

Top Sells

Rank Stock Value
1
QCOM icon
Qualcomm
QCOM
+$16.7M
2
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$9.07M
3
AAPL icon
Apple
AAPL
+$5.84M
4
RITM icon
Rithm Capital
RITM
+$4.08M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$4.08M

Sector Composition

Rank Sector Weight
1 Technology 11.97%
2 Communication Services 5.5%
3 Consumer Staples 4.91%
4 Consumer Discretionary 4.39%
5 Healthcare 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DE icon
326
Deere & Co
DE
$168B
$330K 0.06%
1,902
-424
-18% -$73K
CACI icon
327
CACI
CACI
$14.2B
$329K 0.06%
1,318
– –
TRI icon
328
Thomson Reuters
TRI
$44.1B
$326K 0.05%
4,318
+1
+0% +$73
MFC icon
329
Manulife Financial
MFC
$73.5B
$325K 0.05%
16,000
-237
-1% -$4.53K
WM icon
330
Waste Management
WM
$91B
$325K 0.05%
2,855
-2,229
-44% -$252K
TDG icon
331
TransDigm Group
TDG
$67.7B
$321K 0.05%
573
– –
ECF
332
Ellsworth Growth & Income Fund
ECF
$172M
$317K 0.05%
+26,963
New +$298K
IYC icon
333
iShares US Consumer Discretionary ETF
IYC
$1.23B
$317K 0.05%
5,560
– –
DOC icon
334
Healthpeak Properties
DOC
$14.8B
$312K 0.05%
9,061
-671
-7% -$23.5K
MGM icon
335
MGM Resorts International
MGM
$11.2B
$311K 0.05%
9,358
-38,027
-80% -$1.16M
NEA icon
336
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.42B
$309K 0.05%
21,486
-71,863
-77% -$1.02M
YUM icon
337
Yum! Brands
YUM
$41.1B
$309K 0.05%
3,068
-190
-6% -$19.7K
YLD icon
338
Principal Active High Yield ETF
YLD
$584M
$306K 0.05%
+14,928
New +$302K
PZA icon
339
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.26B
$304K 0.05%
11,479
+649
+6% +$17.2K
K
340
DELISTED
Kellanova
K
$303K 0.05%
4,667
-582
-11% -$35.3K
SPSM icon
341
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.5B
$303K 0.05%
+9,299
New +$290K
TRV icon
342
Travelers Companies
TRV
$80.2B
$303K 0.05%
2,216
-751
-25% -$102K
VYMI icon
343
Vanguard International High Dividend Yield ETF
VYMI
$21.3B
$301K 0.05%
4,725
– –
LSXMK
344
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$301K 0.05%
8,218
-97
-1% -$3.38K
BKLN icon
345
Invesco Senior Loan ETF
BKLN
$6.74B
$299K 0.05%
+13,098
New +$296K
MGA icon
346
Magna International
MGA
$18.8B
$297K 0.05%
5,408
-89
-2% -$4.82K
EQNR icon
347
Equinor
EQNR
$92.4B
$296K 0.05%
14,885
-150
-1% -$2.84K
AOK icon
348
iShares Core Conservative Allocation ETF
AOK
$793M
$293K 0.05%
+8,075
New +$290K
BNY
349
Bank of New York Mellon
BNY
$107B
$292K 0.05%
5,794
-737
-11% -$35.2K
JPEM icon
350
JPMorgan Diversified Return Emerging Markets Equity ETF
JPEM
$395M
$291K 0.05%
+5,104
New +$278K
12 13
14
15 16

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SGA
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BOTW
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PIM
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Laurel Wealth Advisors (California)'s Q4 2019 Portfolio in Review

As of Q4 2019, Laurel Wealth Advisors (California) held 504 positions worth $597M, up 2% from $585M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Laurel Wealth Advisors (California) withdrew a net $28.1M in Q4 2019, closing 64 positions and reducing 247 holdings. Its most notable exit was Rithm Capital, an estimated $4.08M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 15% a quarter earlier, followed by Communication Services and Consumer Staples.

Against the trend, Laurel Wealth Advisors (California) opened a new position in Invesco S&P SmallCap Low Volatility ETF worth $7.28M.

  • Laurel Wealth Advisors (California)'s largest Q4 2019 buy was Invesco S&P SmallCap Low Volatility ETF: 143,046 shares worth $7.28M.
  • Laurel Wealth Advisors (California) added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $10.4M increase.
  • Laurel Wealth Advisors (California)'s biggest Q4 2019 reduction was Qualcomm, cutting an estimated $16.7M.
  • Laurel Wealth Advisors (California) fully exited Rithm Capital in Q4 2019, selling an estimated $4.08M.
  • Laurel Wealth Advisors (California)'s ten largest holdings make up 19% of its $597M portfolio in Q4 2019.
  • Laurel Wealth Advisors (California) opened 69 new positions and closed 64 in Q4 2019.
  • Laurel Wealth Advisors (California)'s portfolio value rose 2% quarter-over-quarter to $597M.

Based on Laurel Wealth Advisors (California)'s 13F filing for Q4 2019, filed 13 Feb 2020.