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LWAC

Laurel Wealth Advisors (California) Portfolio holdings

AUM $1.01B
1-Year Est. Return 13.55%
This Fund
S&P 500
This Quarter Est. Return
-12.42%
1 Year Est. Return
-13.55%
3 Year Est. Return
+32.98%
5 Year Est. Return
+62.09%
10 Year Est. Return
–
AUM
$340M
AUM Growth
-$67.8M
Cap. Flow
-$13.7M
Cap. Flow %
-4.02%
Top 10 Hldgs %
21.37%
Holding
451
New
30
Increased
98
Reduced
167
Closed
96

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.39M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$2.18M
3
SCHF icon
Schwab International Equity ETF
SCHF
+$1.63M
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.5M
5
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$1.22M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$3.17M
2
PFE icon
Pfizer
PFE
+$2.67M
3
PG icon
Procter & Gamble
PG
+$2.04M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.6M
5
SEP
Spectra Engy Parters Lp
SEP
+$1.04M

Sector Composition

Rank Sector Weight
1 Technology 13.05%
2 Communication Services 7.54%
3 Consumer Staples 7.12%
4 Healthcare 6.25%
5 Consumer Discretionary 6.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDIV icon
326
Global X SuperDividend ETF
SDIV
$1.22B
$174K 0.05%
3,400
-500
-13% -$28.3K
NLY icon
327
Annaly Capital Management
NLY
$17.4B
$159K 0.05%
4,053
– –
HUYA
328
Huya Inc
HUYA
$558M
$154K 0.05%
+10,000
New +$186K
AMZN icon
329
CALL
Amazon
AMZN
$2.96T
$150K 0.04%
2,000
-8,000
-80% -$665K
CSQ icon
330
Calamos Strategic Total Return Fund
CSQ
$3.35B
$148K 0.04%
+14,032
New +$165K
BTZ icon
331
BlackRock Credit Allocation Income Trust
BTZ
$956M
$141K 0.04%
+12,647
New +$148K
VHC icon
332
VirnetX Holding Corp
VHC
$63.1M
$136K 0.04%
2,835
+25
+0.9% +$1.7K
GME icon
333
GameStop
GME
$8.6B
$134K 0.04%
42,540
-26,600
-38% -$93.1K
CLUB
334
DELISTED
Town Sports International Holdings, Inc.
CLUB
$131K 0.04%
20,500
-2,000
-9% -$15.1K
ECF
335
Ellsworth Growth & Income Fund
ECF
$172M
$130K 0.04%
+15,177
New +$137K
NCA icon
336
Nuveen California Municipal Value Fund
NCA
$302M
$128K 0.04%
14,174
-1,616
-10% -$14.8K
VGM icon
337
Invesco Trust Investment Grade Municipals
VGM
$564M
$118K 0.03%
10,290
– –
NVGS icon
338
Navigator Holdings
NVGS
$1.28B
$110K 0.03%
11,807
– –
MUFG icon
339
Mitsubishi UFJ Financial
MUFG
$254B
$109K 0.03%
22,552
-96
-0.4% -$543
NVDA icon
340
CALL
NVIDIA
NVDA
$5.42T
$106K 0.03%
+32,000
New +$153K
CHI
341
Calamos Convertible Opportunities and Income Fund
CHI
$1.05B
$105K 0.03%
11,899
-7,934
-40% -$79K
ASG
342
Liberty All-Star Growth Fund
ASG
$341M
$101K 0.03%
23,165
– –
WDAY icon
343
Workday
WDAY
$44.4B
$88K 0.03%
+555
New +$78.6K
DS
344
DELISTED
Drive Shack Inc.
DS
$88K 0.03%
22,500
+2,300
+11% +$11.4K
ZDGE icon
345
Zedge
ZDGE
$38.9M
$78K 0.02%
31,890
-95,425
-75% -$218K
GALT icon
346
Galectin Therapeutics
GALT
$348M
$56K 0.02%
16,600
– –
PPT
347
Franklin Premier Income Trust
PPT
$328M
$55K 0.02%
+11,894
New +$58.8K
C icon
348
CALL
Citigroup
C
$226B
$26K 0.01%
500
– –
AVGO icon
349
CALL
Broadcom
AVGO
$2.04T
$25K 0.01%
1,000
– –
BLUE
350
CALL
DELISTED
bluebird bio
BLUE
$19K 0.01%
15
– –
12 13
14
15 16

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Laurel Wealth Advisors (California)'s Q4 2018 Portfolio in Review

As of Q4 2018, Laurel Wealth Advisors (California) held 451 positions worth $340M, down 17% from $408M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Laurel Wealth Advisors (California) withdrew a net $13.7M in Q4 2018, closing 96 positions and reducing 167 holdings. Its most notable exit was Spectra Engy Parters Lp, an estimated $1.04M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 15% a quarter earlier, followed by Communication Services and Consumer Staples.

Against the trend, Laurel Wealth Advisors (California) opened a new position in Vanguard FTSE Emerging Markets ETF worth $1.47M.

  • Laurel Wealth Advisors (California)'s largest Q4 2018 buy was Vanguard FTSE Emerging Markets ETF: 38,662 shares worth $1.47M.
  • Laurel Wealth Advisors (California) added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $4.39M increase.
  • Laurel Wealth Advisors (California)'s biggest Q4 2018 reduction was Apple, cutting an estimated $3.17M.
  • Laurel Wealth Advisors (California) fully exited Spectra Engy Parters Lp in Q4 2018, selling an estimated $1.04M.
  • Laurel Wealth Advisors (California)'s ten largest holdings make up 21% of its $340M portfolio in Q4 2018.
  • Laurel Wealth Advisors (California) opened 30 new positions and closed 96 in Q4 2018.
  • Laurel Wealth Advisors (California)'s portfolio value fell 17% quarter-over-quarter to $340M.

Based on Laurel Wealth Advisors (California)'s 13F filing for Q4 2018, filed 13 Feb 2019.