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LWAC

Laurel Wealth Advisors (California) Portfolio holdings

AUM $1.01B
1-Year Est. Return 13.55%
This Fund
S&P 500
This Quarter Est. Return
+7.52%
1 Year Est. Return
-13.55%
3 Year Est. Return
+32.98%
5 Year Est. Return
+62.09%
10 Year Est. Return
–
AUM
$597M
AUM Growth
+$11.8M
Cap. Flow
-$28.1M
Cap. Flow %
-4.71%
Top 10 Hldgs %
19.18%
Holding
504
New
69
Increased
95
Reduced
247
Closed
64

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.4M
2
XSLV icon
Invesco S&P SmallCap Low Volatility ETF
XSLV
+$7.16M
3
GLD icon
SPDR Gold Trust
GLD
+$6.29M
4
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$5.33M
5
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$5.04M

Top Sells

Rank Stock Value
1
QCOM icon
Qualcomm
QCOM
+$16.7M
2
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$9.07M
3
AAPL icon
Apple
AAPL
+$5.84M
4
RITM icon
Rithm Capital
RITM
+$4.08M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$4.08M

Sector Composition

Rank Sector Weight
1 Technology 11.97%
2 Communication Services 5.5%
3 Consumer Staples 4.91%
4 Consumer Discretionary 4.39%
5 Healthcare 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EW icon
226
Edwards Lifesciences
EW
$51.7B
$562K 0.09%
7,221
+150
+2% +$11.7K
GSIE icon
227
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6.16B
$556K 0.09%
18,396
+5,000
+37% +$147K
FVD icon
228
First Trust Value Line Dividend Fund
FVD
$8.4B
$554K 0.09%
15,355
-1,477
-9% -$52K
ILMN icon
229
Illumina
ILMN
$28.4B
$547K 0.09%
1,694
-487
-22% -$148K
EEM icon
230
iShares MSCI Emerging Markets ETF
EEM
$30B
$540K 0.09%
12,041
-4,053
-25% -$174K
BX icon
231
Blackstone
BX
$110B
$539K 0.09%
9,627
-2,261
-19% -$117K
RESI
232
DELISTED
Front Yard Residential Corporation Common Stock
RESI
$538K 0.09%
43,602
-12,802
-23% -$152K
EMR icon
233
Emerson Electric
EMR
$88.3B
$536K 0.09%
7,029
-5,087
-42% -$367K
FLTR icon
234
VanEck IG Floating Rate ETF
FLTR
$3.04B
$536K 0.09%
21,162
– –
GOOGL icon
235
CALL
Alphabet (Google) Class A
GOOGL
$4.33T
$536K 0.09%
8,000
– –
SPGI icon
236
S&P Global
SPGI
$120B
$534K 0.09%
1,953
-15
-0.8% -$3.9K
OKTA icon
237
Okta
OKTA
$25.8B
$532K 0.09%
4,610
+337
+8% +$38.8K
DSM
238
BNY Mellon Strategic Municipal Bond Fund
DSM
$293M
$529K 0.09%
66,229
-45,624
-41% -$380K
XYZ
239
Block Inc
XYZ
$47.5B
$523K 0.09%
8,368
-2,140
-20% -$137K
RDS.B
240
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$517K 0.09%
8,618
– –
ET icon
241
Energy Transfer Partners
ET
$69.3B
$516K 0.09%
40,200
-7,251
-15% -$89.3K
NUE icon
242
Nucor
NUE
$62.1B
$516K 0.09%
9,165
-861
-9% -$47K
HEDJ icon
243
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.87B
$513K 0.09%
14,524
-490
-3% -$16.9K
QTS.PRB
244
DELISTED
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
$513K 0.09%
+3,975
New +$498K
CM icon
245
Canadian Imperial Bank of Commerce
CM
$108B
$510K 0.09%
12,270
– –
PPL
246
PPL Corp
PPL
$26.7B
$506K 0.08%
14,105
-3,226
-19% -$108K
BNS icon
247
Scotiabank
BNS
$108B
$505K 0.08%
8,945
-1
-0% -$57
EFV icon
248
iShares MSCI EAFE Value ETF
EFV
$30.2B
$504K 0.08%
10,094
+30
+0.3% +$1.47K
BND icon
249
Vanguard Total Bond Market
BND
$161B
$503K 0.08%
5,997
-63
-1% -$5.3K
IAU icon
250
iShares Gold Trust
IAU
$64.4B
$502K 0.08%
17,322
-1,286
-7% -$36.5K
8 9
10
11 12

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BOTW
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Laurel Wealth Advisors (California)'s Q4 2019 Portfolio in Review

As of Q4 2019, Laurel Wealth Advisors (California) held 504 positions worth $597M, up 2% from $585M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Laurel Wealth Advisors (California) withdrew a net $28.1M in Q4 2019, closing 64 positions and reducing 247 holdings. Its most notable exit was Rithm Capital, an estimated $4.08M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 15% a quarter earlier, followed by Communication Services and Consumer Staples.

Against the trend, Laurel Wealth Advisors (California) opened a new position in Invesco S&P SmallCap Low Volatility ETF worth $7.28M.

  • Laurel Wealth Advisors (California)'s largest Q4 2019 buy was Invesco S&P SmallCap Low Volatility ETF: 143,046 shares worth $7.28M.
  • Laurel Wealth Advisors (California) added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $10.4M increase.
  • Laurel Wealth Advisors (California)'s biggest Q4 2019 reduction was Qualcomm, cutting an estimated $16.7M.
  • Laurel Wealth Advisors (California) fully exited Rithm Capital in Q4 2019, selling an estimated $4.08M.
  • Laurel Wealth Advisors (California)'s ten largest holdings make up 19% of its $597M portfolio in Q4 2019.
  • Laurel Wealth Advisors (California) opened 69 new positions and closed 64 in Q4 2019.
  • Laurel Wealth Advisors (California)'s portfolio value rose 2% quarter-over-quarter to $597M.

Based on Laurel Wealth Advisors (California)'s 13F filing for Q4 2019, filed 13 Feb 2020.