Ladenburg Thalmann Financial Services’s Sit Rising Rate ETF RISE Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio RISE Stock Details RISE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-2,000	Closed	-$50K	–	5571
2018 Q3	$50K	Buy	+2,000	New	+$49.7K	﹤0.01%	3321

Other funds holding RISE

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

LFA

Legend Financial Advisors Pittsburgh, Pennsylvania $176M AUM 57.06% 1-Year Est. Return

FTUS

Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

APA

American Portfolios Advisors Holbrook, New York $2.36B AUM 14.59% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Ladenburg Thalmann Financial Services's RISE Position: Q4 2018 in Review

Ladenburg Thalmann Financial Services sold out of Sit Rising Rate ETF (RISE) in Q4 2018, closing a stake of 2,000 shares — an estimated $50K sold.

Ladenburg Thalmann Financial Services first reported a position in RISE in Q3 2018 and held it in 1 quarter. The position peaked at $50K in Q3 2018. 7 funds tracked by Wall St. Rank hold RISE as of Q4 2018.

Ladenburg Thalmann Financial Services reported no remaining Sit Rising Rate ETF position as of Q4 2018 after selling out during the quarter.
Ladenburg Thalmann Financial Services sold 2,000 Sit Rising Rate ETF shares in Q4 2018, an estimated $50K.
Ladenburg Thalmann Financial Services first reported a position in Sit Rising Rate ETF in Q3 2018 and held it in 1 quarter.
Ladenburg Thalmann Financial Services's Sit Rising Rate ETF position peaked at $50K in Q3 2018.
7 funds tracked by Wall St. Rank held Sit Rising Rate ETF as of Q4 2018.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.