Ladenburg Thalmann Financial Services’s NAVIOS MARITIME HOLDNGS INC. 8.625% SER H NM.PRH Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio NM.PRH Stock Details NM.PRH Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-200	Closed	-$1K	–	5384
2018 Q4	$1K	Hold	200	–	–	﹤0.01%	5118
2018 Q3	$2K	Hold	200	–	–	﹤0.01%	4920
2018 Q2	$2K	Hold	200	–	–	﹤0.01%	4901
2018 Q1	$2K	Hold	200	–	–	﹤0.01%	4901
2017 Q4	$3K	Sell	200 -300	-60%	-$4.79K	﹤0.01%	4717
2017 Q3	$8K	Hold	500	–	–	﹤0.01%	4196
2017 Q2	$8K	Hold	500	–	–	﹤0.01%	4154
2017 Q1	$8K	Hold	500	–	–	﹤0.01%	4124
2016 Q4	$4K	Buy	+500	New	+$3.28K	﹤0.01%	4349

Other funds holding NM.PRH

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

CPP

Crow Point Partners Boston, Massachusetts $64M AUM 33.5% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RIA

Realta Investment Advisors Wilmington, Delaware $322M AUM 39.45% 1-Year Est. Return

Ladenburg Thalmann Financial Services's NM.PRH Position: Q1 2019 in Review

Ladenburg Thalmann Financial Services sold out of NAVIOS MARITIME HOLDNGS INC. 8.625% SER H (NM.PRH) in Q1 2019, closing a stake of 200 shares — an estimated $1K sold.

Ladenburg Thalmann Financial Services first reported a position in NM.PRH in Q4 2016 and held it in 9 quarters. The position peaked at $8K in Q3 2017. 5 funds tracked by Wall St. Rank hold NM.PRH as of Q1 2019.

Ladenburg Thalmann Financial Services reported no remaining NAVIOS MARITIME HOLDNGS INC. 8.625% SER H position as of Q1 2019 after selling out during the quarter.
Ladenburg Thalmann Financial Services sold 200 NAVIOS MARITIME HOLDNGS INC. 8.625% SER H shares in Q1 2019, an estimated $1K.
Ladenburg Thalmann Financial Services first reported a position in NAVIOS MARITIME HOLDNGS INC. 8.625% SER H in Q4 2016 and held it in 9 quarters.
Ladenburg Thalmann Financial Services's NAVIOS MARITIME HOLDNGS INC. 8.625% SER H position peaked at $8K in Q3 2017.
5 funds tracked by Wall St. Rank held NAVIOS MARITIME HOLDNGS INC. 8.625% SER H as of Q1 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2019, filed 15 May 2019.