Ladenburg Thalmann Financial Services’s Global X DAX Germany ETF DAX Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio DAX Stock Details DAX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-1,300	Closed	-$32K	–	4705
2015 Q4	$32K	Sell	1,300 -2,000	-61%	-$50.1K	﹤0.01%	2889
2015 Q3	$77K	Buy	3,300 +1,000	+43%	+$25.7K	﹤0.01%	2172
2015 Q2	$61K	Buy	+2,300	New	+$64.5K	﹤0.01%	2444

Other funds holding DAX

FTUS

Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AIG

American International Group New York $609M AUM 23.67% 1-Year Est. Return

AIM

Advantage Investment Management Cedar Rapids, Iowa $128M AUM 0.94% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

Ladenburg Thalmann Financial Services's DAX Position: Q1 2016 in Review

Ladenburg Thalmann Financial Services sold out of Global X DAX Germany ETF (DAX) in Q1 2016, closing a stake of 1,300 shares — an estimated $32K sold.

Ladenburg Thalmann Financial Services first reported a position in DAX in Q2 2015 and held it in 3 quarters. The position peaked at $77K in Q3 2015. 11 funds tracked by Wall St. Rank hold DAX as of Q1 2016.

Ladenburg Thalmann Financial Services reported no remaining Global X DAX Germany ETF position as of Q1 2016 after selling out during the quarter.
Ladenburg Thalmann Financial Services sold 1,300 Global X DAX Germany ETF shares in Q1 2016, an estimated $32K.
Ladenburg Thalmann Financial Services first reported a position in Global X DAX Germany ETF in Q2 2015 and held it in 3 quarters.
Ladenburg Thalmann Financial Services's Global X DAX Germany ETF position peaked at $77K in Q3 2015.
11 funds tracked by Wall St. Rank held Global X DAX Germany ETF as of Q1 2016.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2016, filed 16 May 2016.