Ladenburg Thalmann Financial Services’s Global X Funds Global X Morningstar Capital Allocation Leaders ETF CPTL Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio CPTL Stock Details CPTL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$242K	Hold	10,225	–	–	﹤0.01%	2365
2019 Q3	$228K	Buy	10,225 +2,090	+26%	+$45.8K	﹤0.01%	2366
2019 Q2	$178K	Buy	8,135 +6,975	+601%	+$150K	﹤0.01%	2551
2019 Q1	$25K	Buy	1,160 +1,125	+3,214%	+$22.7K	﹤0.01%	3854
2018 Q4	$1K	Sell	35 -1,500	-98%	-$29.8K	﹤0.01%	5051
2018 Q3	$33K	Hold	1,535	–	–	﹤0.01%	3583
2018 Q2	$30K	Hold	1,535	–	–	﹤0.01%	3603
2018 Q1	$30K	Buy	1,535 +35	+2%	+$694	﹤0.01%	3603
2017 Q4	$29K	Hold	1,500	–	–	﹤0.01%	3564
2017 Q3	$27K	Buy	+1,500	New	+$26.6K	﹤0.01%	3503

Other funds holding CPTL

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Tidal Investments Milwaukee, Wisconsin $47.4B AUM 59.58% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

FANJ

Financial Architects (New Jersey) Marlton, New Jersey $663M AUM 15.53% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

PIA

Perennial Investment Advisors Los Angeles, California $1.26B AUM 22.26% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Daiwa Securities Group Tokyo, Japan $51.1B AUM 35.55% 1-Year Est. Return

Ladenburg Thalmann Financial Services's CPTL Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services held its Global X Funds Global X Morningstar Capital Allocation Leaders ETF (CPTL) position steady in Q4 2019 at 10,225 shares worth $242K. The position accounts for ﹤0.01% of the portfolio, ranked #2365.

Ladenburg Thalmann Financial Services first reported a position in CPTL in Q3 2017 and has held it in 10 quarters since. 19 funds tracked by Wall St. Rank hold CPTL as of Q4 2019.

Ladenburg Thalmann Financial Services held 10,225 shares of Global X Funds Global X Morningstar Capital Allocation Leaders ETF worth $242K as of Q4 2019.
Ladenburg Thalmann Financial Services left its Global X Funds Global X Morningstar Capital Allocation Leaders ETF share count unchanged in Q4 2019.
Global X Funds Global X Morningstar Capital Allocation Leaders ETF made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2365 holding.
Ladenburg Thalmann Financial Services first reported a position in Global X Funds Global X Morningstar Capital Allocation Leaders ETF in Q3 2017 and has held it in 10 quarters since.
19 funds tracked by Wall St. Rank held Global X Funds Global X Morningstar Capital Allocation Leaders ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.