Ladenburg Thalmann Financial Services’s IQ Canada Small Cap ETF CNDA Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio CNDA Stock Details CNDA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q3	–	Sell	-140	Closed	-$3K	–	3900
2013 Q2	$3K	Buy	+140	New	+$2.9K	﹤0.01%	3261

Other funds holding CNDA

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

KTC

Kistler-Tiffany Companies Berwyn, Pennsylvania $616M AUM 16.74% 1-Year Est. Return

Ladenburg Thalmann Financial Services's CNDA Position: Q3 2013 in Review

Ladenburg Thalmann Financial Services sold out of IQ Canada Small Cap ETF (CNDA) in Q3 2013, closing a stake of 140 shares — an estimated $3K sold.

Ladenburg Thalmann Financial Services first reported a position in CNDA in Q2 2013 and held it in 1 quarter. The position peaked at $3K in Q2 2013. 7 funds tracked by Wall St. Rank hold CNDA as of Q3 2013.

Ladenburg Thalmann Financial Services reported no remaining IQ Canada Small Cap ETF position as of Q3 2013 after selling out during the quarter.
Ladenburg Thalmann Financial Services sold 140 IQ Canada Small Cap ETF shares in Q3 2013, an estimated $3K.
Ladenburg Thalmann Financial Services first reported a position in IQ Canada Small Cap ETF in Q2 2013 and held it in 1 quarter.
Ladenburg Thalmann Financial Services's IQ Canada Small Cap ETF position peaked at $3K in Q2 2013.
7 funds tracked by Wall St. Rank held IQ Canada Small Cap ETF as of Q3 2013.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.