Ladenburg Thalmann Financial Services’s First Trust Exchange-Traded Fund III First Trust Active Factor International ETF AFDM Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio AFDM Stock Details AFDM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$136K	Hold	2,273	–	–	﹤0.01%	2801
2019 Q3	$127K	Hold	2,273	–	–	﹤0.01%	2777
2019 Q2	$129K	Buy	2,273 +501	+28%	+$28.4K	﹤0.01%	2792
2019 Q1	$100K	Sell	1,772 -378	-18%	-$21K	﹤0.01%	2882
2018 Q4	$111K	Buy	2,150 +150	+8%	+$8.27K	﹤0.01%	2684
2018 Q3	$123K	Sell	2,000 -2,761	-58%	-$170K	﹤0.01%	2675
2018 Q2	$304K	Hold	4,761	–	–	﹤0.01%	1924
2018 Q1	$304K	Buy	4,761 +2,621	+122%	+$171K	﹤0.01%	1924
2017 Q4	$137K	Buy	2,140 +1,415	+195%	+$90.1K	﹤0.01%	2500
2017 Q3	$46K	Buy	+725	New	+$44.8K	﹤0.01%	3141

Other funds holding AFDM

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

RIG

RiverFront Investment Group Richmond, Virginia $7.56B AUM 23.82% 1-Year Est. Return

FormulaFolio Investments Grand Rapids, Michigan $299M AUM 27.65% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return

CWM

Cranbrook Wealth Management Bloomfield Hills, Michigan $534M AUM 18.5% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Ladenburg Thalmann Financial Services's AFDM Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services held its First Trust Exchange-Traded Fund III First Trust Active Factor International ETF (AFDM) position steady in Q4 2019 at 2,273 shares worth $136K. The position accounts for ﹤0.01% of the portfolio, ranked #2801.

Ladenburg Thalmann Financial Services first reported a position in AFDM in Q3 2017 and has held it in 10 quarters since. The position peaked at $304K in Q2 2018. 56 funds tracked by Wall St. Rank hold AFDM as of Q4 2019.

Ladenburg Thalmann Financial Services held 2,273 shares of First Trust Exchange-Traded Fund III First Trust Active Factor International ETF worth $136K as of Q4 2019.
Ladenburg Thalmann Financial Services left its First Trust Exchange-Traded Fund III First Trust Active Factor International ETF share count unchanged in Q4 2019.
First Trust Exchange-Traded Fund III First Trust Active Factor International ETF made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2801 holding.
Ladenburg Thalmann Financial Services first reported a position in First Trust Exchange-Traded Fund III First Trust Active Factor International ETF in Q3 2017 and has held it in 10 quarters since.
Ladenburg Thalmann Financial Services's First Trust Exchange-Traded Fund III First Trust Active Factor International ETF position peaked at $304K in Q2 2018.
56 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund III First Trust Active Factor International ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.