Kovack Advisors’s NewtekOne NEWT Stock Holding History

Kovack Advisors’s Portfolio NEWT Stock Details NEWT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-11,606	Closed	-$189K	–	407
2017 Q2	$189K	Sell	11,606 -28	-0.2%	-$469	0.06%	344
2017 Q1	$198K	Buy	+11,634	New	+$189K	0.08%	267

Other funds holding NEWT

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

Northpointe Capital Bloomfield Hills, Michigan $258M AUM 1.97% 1-Year Est. Return

Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

OCG

Opus Capital Group Cincinnati, Ohio $930M AUM 16.14% 1-Year Est. Return

Bard Associates Chicago, Illinois $398M AUM 54.32% 1-Year Est. Return

MCM

McKinley Capital Management Anchorage, Alaska $571M AUM 36.44% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Kovack Advisors's NEWT Position: Q3 2017 in Review

Kovack Advisors sold out of NewtekOne (NEWT) in Q3 2017, closing a stake of 11,606 shares — an estimated $189K sold.

Kovack Advisors first reported a position in NEWT in Q1 2017 and held it in 2 quarters. The position peaked at $198K in Q1 2017. 56 funds tracked by Wall St. Rank hold NEWT as of Q3 2017.

Kovack Advisors reported no remaining NewtekOne position as of Q3 2017 after selling out during the quarter.
Kovack Advisors sold 11,606 NewtekOne shares in Q3 2017, an estimated $189K.
Kovack Advisors first reported a position in NewtekOne in Q1 2017 and held it in 2 quarters.
Kovack Advisors's NewtekOne position peaked at $198K in Q1 2017.
56 funds tracked by Wall St. Rank held NewtekOne as of Q3 2017.

Based on Kovack Advisors's 13F filing for Q3 2017, filed 2 Aug 2018.