Northpointe Capital’s NewtekOne NEWT Stock Holding History

Northpointe Capital’s Portfolio NEWT Stock Details NEWT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-234,514	Closed	-$4.18M	–	180
2017 Q3	$4.18M	Sell	234,514 -48,618	-17%	-$831K	0.45%	91
2017 Q2	$4.61M	Buy	283,132 +27,596	+11%	+$462K	0.48%	87
2017 Q1	$4.34M	Sell	255,536 -107,606	-30%	-$1.74M	0.47%	82
2016 Q4	$5.77M	Buy	363,142 +88,151	+32%	+$1.32M	0.57%	61
2016 Q3	$3.92M	Buy	274,991 +57,574	+26%	+$771K	0.41%	88
2016 Q2	$2.77M	Sell	217,417 -69,128	-24%	-$874K	0.33%	109
2016 Q1	$3.58M	Buy	286,545 +142,538	+99%	+$1.63M	0.44%	82
2015 Q4	$2.37M	Hold	144,007	–	–	0.31%	126
2015 Q3	$2.37M	Sell	144,007 -1,500	-1%	-$26.5K	0.31%	127
2015 Q2	$2.58M	Buy	145,507 +99,547	+217%	+$1.75M	0.3%	114
2015 Q1	$760K	Hold	45,960	–	–	0.08%	216
2014 Q4	$678K	Buy	+45,960	New	+$630K	0.08%	215

Other funds holding NEWT

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Bard Associates Chicago, Illinois $398M AUM 54.32% 1-Year Est. Return

OCG

Opus Capital Group Cincinnati, Ohio $930M AUM 16.14% 1-Year Est. Return

MCM

McKinley Capital Management Anchorage, Alaska $571M AUM 36.44% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Northpointe Capital's NEWT Position: Q4 2017 in Review

Northpointe Capital sold out of NewtekOne (NEWT) in Q4 2017, closing a stake of 234,514 shares — an estimated $4.18M sold.

Northpointe Capital first reported a position in NEWT in Q4 2014 and held it in 12 quarters. The position peaked at $5.77M in Q4 2016. 55 funds tracked by Wall St. Rank hold NEWT as of Q4 2017.

Northpointe Capital reported no remaining NewtekOne position as of Q4 2017 after selling out during the quarter.
Northpointe Capital sold 234,514 NewtekOne shares in Q4 2017, an estimated $4.18M.
Northpointe Capital first reported a position in NewtekOne in Q4 2014 and held it in 12 quarters.
Northpointe Capital's NewtekOne position peaked at $5.77M in Q4 2016.
55 funds tracked by Wall St. Rank held NewtekOne as of Q4 2017.

Based on Northpointe Capital's 13F filing for Q4 2017, filed 23 Jan 2018.