Kepos Capital’s State Street Utilities Select Sector SPDR ETF XLU Stock Holding History

Kepos Capital’s Portfolio XLU Stock Details XLU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-117,600	Closed	-$3.49M	–	366
2020 Q3	$3.49M	Buy	117,600 +15,400	+15%	+$457K	0.37%	101
2020 Q2	$2.88M	Sell	102,200 -74,600	-42%	-$2.15M	0.37%	81
2020 Q1	$4.9M	Sell	176,800 -1,017,800	-85%	-$32.6M	1.02%	35
2019 Q4	$38.6M	Buy	1,194,600 +191,200	+19%	+$6.07M	3.64%	6
2019 Q3	$32.5M	Buy	1,003,400 +865,600	+628%	+$26.7M	3.2%	9
2019 Q2	$4.11M	Buy	+137,800	New	+$4.05M	0.42%	38
2018 Q4	–	Sell	-1,194,800	Closed	-$31.5M	–	413
2018 Q3	$31.5M	Sell	1,194,800 -901,000	-43%	-$23.9M	1.61%	15
2018 Q2	$54.4M	Buy	2,095,800 +926,400	+79%	+$23.3M	2.78%	9
2018 Q1	$29.5M	Sell	1,169,400 -334,600	-22%	-$8.35M	1.73%	14
2017 Q4	$39.6M	Buy	1,504,000 +257,800	+21%	+$7.07M	3.57%	6
2017 Q3	$33.1M	Buy	1,246,200 +180,400	+17%	+$4.84M	5.53%	5
2017 Q2	$27.7M	Sell	1,065,800 -18,200	-2%	-$478K	6.66%	5
2017 Q1	$27.8M	Buy	1,084,000 +368,500	+52%	+$9.2M	10.3%	4
2016 Q4	$17.4M	Buy	715,500 +294,600	+70%	+$7.03M	9.09%	6
2016 Q3	$10.3M	Buy	420,900 +122,400	+41%	+$3.11M	7.29%	5
2016 Q2	$7.83M	Buy	298,500 +55,400	+23%	+$1.37M	9.63%	4
2016 Q1	$6.03M	Sell	243,100 -10,800	-4%	-$249K	5.44%	6
2015 Q4	$5.49M	Sell	253,900 -36,514	-13%	-$791K	10.21%	5
2015 Q3	$6.29M	Sell	290,414 -123,344	-30%	-$2.66M	7.71%	6
2015 Q2	$8.58M	Sell	413,758 -190,596	-32%	-$4.17M	32.73%	2
2015 Q1	$13.4M	Sell	604,354 -20,972	-3%	-$484K	10.73%	2
2014 Q4	$14.8M	Sell	625,326 -89,744	-13%	-$2.03M	25.47%	3
2014 Q3	$15M	Buy	715,070 +104,784	+17%	+$2.22M	16.16%	4
2014 Q2	$13.5M	Buy	+610,286	New	+$13M	8.61%	4

Other funds holding XLU

PIF

Public Investment Fund Al Aqiq District, Riyadh, Saudi Arabia $37.9B AUM 7.98% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Prudential plc London, England, United Kingdom $18.4B AUM 23.98% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

Healthcare of Ontario Pension Plan (HOOPP) Trust Fund Toronto, Ontario, Canada $71.2B AUM 48.86% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

Bank of Nova Scotia Toronto, Ontario, Canada $66.2B AUM 46.3% 1-Year Est. Return

Kepos Capital's XLU Position: Q4 2020 in Review

Kepos Capital sold out of State Street Utilities Select Sector SPDR ETF (XLU) in Q4 2020, closing a stake of 117,600 shares — an estimated $3.49M sold.

Kepos Capital first reported a position in XLU in Q2 2014 and held it in 24 quarters. The position peaked at $54.4M in Q2 2018. 882 funds tracked by Wall St. Rank hold XLU as of Q4 2020.

Kepos Capital reported no remaining State Street Utilities Select Sector SPDR ETF position as of Q4 2020 after selling out during the quarter.
Kepos Capital sold 117,600 State Street Utilities Select Sector SPDR ETF shares in Q4 2020, an estimated $3.49M.
Kepos Capital first reported a position in State Street Utilities Select Sector SPDR ETF in Q2 2014 and held it in 24 quarters.
Kepos Capital's State Street Utilities Select Sector SPDR ETF position peaked at $54.4M in Q2 2018.
882 funds tracked by Wall St. Rank held State Street Utilities Select Sector SPDR ETF as of Q4 2020.

Based on Kepos Capital's 13F filing for Q4 2020, filed 12 Feb 2021.