Kennedy Capital Management’s E*Trade Financial Corporation ETFC Stock Holding History

Kennedy Capital Management’s Portfolio ETFC Stock Details ETFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-84,692	Closed	-$3.7M	–	749
2019 Q3	$3.7M	Buy	84,692 +1,891	+2%	+$83.7K	0.09%	414
2019 Q2	$3.69M	Sell	82,801 -3,095	-4%	-$148K	0.09%	421
2019 Q1	$3.99M	Buy	85,896 +10,057	+13%	+$479K	0.09%	402
2018 Q4	$3.33M	Sell	75,839 -10,331	-12%	-$506K	0.08%	440
2018 Q3	$4.51M	Buy	86,170 +27,450	+47%	+$1.61M	0.08%	431
2018 Q2	$3.59M	Buy	58,720 +353	+0.6%	+$21.9K	0.07%	503
2018 Q1	$3.23M	Buy	+58,367	New	+$3.11M	0.06%	513

Other funds holding ETFC

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Victory Capital Management San Antonio, Texas $156B AUM 27.51% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Kennedy Capital Management's ETFC Position: Q4 2019 in Review

Kennedy Capital Management sold out of E*Trade Financial Corporation (ETFC) in Q4 2019, closing a stake of 84,692 shares — an estimated $3.7M sold.

Kennedy Capital Management first reported a position in ETFC in Q1 2018 and held it in 7 quarters. The position peaked at $4.51M in Q3 2018. 475 funds tracked by Wall St. Rank hold ETFC as of Q4 2019.

Kennedy Capital Management reported no remaining E*Trade Financial Corporation position as of Q4 2019 after selling out during the quarter.
Kennedy Capital Management sold 84,692 E*Trade Financial Corporation shares in Q4 2019, an estimated $3.7M.
Kennedy Capital Management first reported a position in E*Trade Financial Corporation in Q1 2018 and held it in 7 quarters.
Kennedy Capital Management's E*Trade Financial Corporation position peaked at $4.51M in Q3 2018.
475 funds tracked by Wall St. Rank held E*Trade Financial Corporation as of Q4 2019.

Based on Kennedy Capital Management's 13F filing for Q4 2019, filed 14 Feb 2020.