Kennedy Capital Management’s Ares Capital ARCC Stock Holding History

Kennedy Capital Management’s Portfolio ARCC Stock Details ARCC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-198,860	Closed	-$3.46M	–	706
2017 Q1	$3.46M	Sell	198,860 -21,062	-10%	-$364K	0.06%	511
2016 Q4	$3.63M	Sell	219,922 -10,660	-5%	-$168K	0.06%	497
2016 Q3	$3.57M	Sell	230,582 -19,015	-8%	-$292K	0.07%	457
2016 Q2	$3.54M	Sell	249,597 -9,672	-4%	-$144K	0.07%	451
2016 Q1	$3.85M	Sell	259,269 -1,545	-0.6%	-$21.3K	0.08%	424
2015 Q4	$3.72M	Sell	260,814 -234	-0.1%	-$3.55K	0.08%	443
2015 Q3	$3.78M	Buy	261,048 +12,105	+5%	+$190K	0.08%	432
2015 Q2	$4.1M	Sell	248,943 -57,900	-19%	-$967K	0.07%	446
2015 Q1	$5.27M	Sell	306,843 -975	-0.3%	-$16.3K	0.09%	393
2014 Q4	$4.8M	Buy	307,818 +63,339	+26%	+$1.01M	0.09%	407
2014 Q3	$3.95M	Buy	244,479 +152,968	+167%	+$2.58M	0.08%	428
2014 Q2	$1.63M	Sell	91,511 -1,215	-1%	-$20.9K	0.03%	593
2014 Q1	$1.63M	Hold	92,726	–	–	0.03%	577
2013 Q4	$1.65M	Buy	92,726 +1,966	+2%	+$34.6K	0.03%	587
2013 Q3	$1.57M	Sell	90,760 -187	-0.2%	-$3.27K	0.03%	581
2013 Q2	$1.56M	Buy	+90,947	New	+$1.59M	0.03%	576

Other funds holding ARCC

Thornburg Investment Management Santa Fe, New Mexico $9.63B AUM 35.65% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Vaughan Nelson Investment Management Houston, Texas $9.96B AUM 41% 1-Year Est. Return

Fidelity Investments

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Principal Financial Group

Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $431B AUM 30.22% 1-Year Est. Return

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return