Jim Simons’s First Trust Large Cap Value AlphaDEX Fund FTA Stock Holding History

Jim Simons’s Portfolio FTA Stock Details FTA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q2	–	Sell	-3,400	Closed	-$240K	–	4343
2022 Q1	$240K	Sell	3,400 -3,400	-50%	-$238K	﹤0.01%	3567
2021 Q4	$475K	Buy	+6,800	New	+$461K	﹤0.01%	3102
2021 Q2	–	Sell	-5,500	Closed	-$350K	–	3565
2021 Q1	$350K	Buy	+5,500	New	+$328K	﹤0.01%	3017

Other funds holding FTA

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Jim Simons's FTA Position: Q2 2022 in Review

Jim Simons sold out of First Trust Large Cap Value AlphaDEX Fund (FTA) in Q2 2022, closing a stake of 3,400 shares — an estimated $240K sold.

Jim Simons first reported a position in FTA in Q1 2021 and held it in 3 quarters. The position peaked at $475K in Q4 2021. 161 funds tracked by Wall St. Rank hold FTA as of Q2 2022.

Jim Simons reported no remaining First Trust Large Cap Value AlphaDEX Fund position as of Q2 2022 after selling out during the quarter.
Jim Simons sold 3,400 First Trust Large Cap Value AlphaDEX Fund shares in Q2 2022, an estimated $240K.
Jim Simons first reported a position in First Trust Large Cap Value AlphaDEX Fund in Q1 2021 and held it in 3 quarters.
Jim Simons's First Trust Large Cap Value AlphaDEX Fund position peaked at $475K in Q4 2021.
161 funds tracked by Wall St. Rank held First Trust Large Cap Value AlphaDEX Fund as of Q2 2022.

Based on Renaissance Technologies's 13F filing for Q2 2022, filed 12 Aug 2022.