Janney Montgomery Scott’s REGIONS FINANCIAL CORPORATION Depositary Shares Each Representing a 1/40th Interest in a Share of 6. RF.PRA Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-10,156	Closed	-$229K	–	2051
2013 Q3	$229K	Hold	10,156	–	–	0.01%	1552
2013 Q2	$249K	Buy	+10,156	New	+$249K	0.03%	603