Norris Perne & French’s REGIONS FINANCIAL CORPORATION Depositary Shares Each Representing a 1/40th Interest in a Share of 6. RF.PRA Stock Holding History

Norris Perne & French’s Portfolio RF.PRA Stock Details RF.PRA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q1	–	Sell	-60,975	Closed	-$1.35M	–	184
2013 Q4	$1.35M	Buy	60,975 +1,300	+2%	+$29K	0.25%	78
2013 Q3	$1.35M	Buy	59,675 +2,000	+3%	+$47.3K	0.28%	72
2013 Q2	$1.41M	Buy	+57,675	New	+$1.46M	0.3%	73

Other funds holding RF.PRA

KIA

KCM Investment Advisors Greenbrae, California $3.01B AUM 21.97% 1-Year Est. Return

CPP

Crow Point Partners Boston, Massachusetts $64M AUM 33.5% 1-Year Est. Return

Norris Perne & French's RF.PRA Position: Q1 2014 in Review

Norris Perne & French sold out of REGIONS FINANCIAL CORPORATION Depositary Shares Each Representing a 1/40th Interest in a Share of 6. (RF.PRA) in Q1 2014, closing a stake of 60,975 shares — an estimated $1.35M sold.

Norris Perne & French first reported a position in RF.PRA in Q2 2013 and held it in 3 quarters. The position peaked at $1.41M in Q2 2013. 2 funds tracked by Wall St. Rank hold RF.PRA as of Q1 2014.

Norris Perne & French reported no remaining REGIONS FINANCIAL CORPORATION Depositary Shares Each Representing a 1/40th Interest in a Share of 6. position as of Q1 2014 after selling out during the quarter.
Norris Perne & French sold 60,975 REGIONS FINANCIAL CORPORATION Depositary Shares Each Representing a 1/40th Interest in a Share of 6. shares in Q1 2014, an estimated $1.35M.
Norris Perne & French first reported a position in REGIONS FINANCIAL CORPORATION Depositary Shares Each Representing a 1/40th Interest in a Share of 6. in Q2 2013 and held it in 3 quarters.
Norris Perne & French's REGIONS FINANCIAL CORPORATION Depositary Shares Each Representing a 1/40th Interest in a Share of 6. position peaked at $1.41M in Q2 2013.
2 funds tracked by Wall St. Rank held REGIONS FINANCIAL CORPORATION Depositary Shares Each Representing a 1/40th Interest in a Share of 6. as of Q1 2014.

Based on Norris Perne & French's 13F filing for Q1 2014, filed 14 Apr 2014.