IAA
SPE

Independent Advisor Alliance’s Special Opportunities Fund SPE Stock Holding History

Independent Advisor Alliance’s Portfolio SPE Stock Details SPE Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$292K Buy
+21,188
New +$310K ﹤0.01% 1332
2025
Q1 		– Sell
-98,765
Closed -$1.38M – 1286
2024
Q4 		$1.38M Buy
+98,765
New +$1.39M 0.02% 626

Other funds holding SPE

Focus Partners Wealth
Focus Partners Wealth Boston, Massachusetts $89.9B AUM 20.5% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
BBPWM
Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return
CL
CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return
GC
GatePass Capital Independence, Ohio $214M AUM 29.83% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
WAM
Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Independent Advisor Alliance's SPE Position: Q1 2026 in Review

Independent Advisor Alliance opened a new position in Special Opportunities Fund (SPE) in Q1 2026: 21,188 shares worth $292K. The stake represents ﹤0.01% of the portfolio and ranks #1332 among its holdings. This is a return to the name: Independent Advisor Alliance previously reported a position in SPE as recently as Q4 2024.

Independent Advisor Alliance first reported a position in SPE in Q4 2024 and has held it in 2 quarters since. The position peaked at $1.38M in Q4 2024. 43 funds tracked by Wall St. Rank hold SPE as of Q1 2026.

  • Independent Advisor Alliance held 21,188 shares of Special Opportunities Fund worth $292K as of Q1 2026.
  • Special Opportunities Fund was a new Independent Advisor Alliance position in Q1 2026.
  • Special Opportunities Fund made up ﹤0.01% of Independent Advisor Alliance's portfolio in Q1 2026, its #1332 holding.
  • Independent Advisor Alliance first reported a position in Special Opportunities Fund in Q4 2024 and has held it in 2 quarters since.
  • Independent Advisor Alliance's Special Opportunities Fund position peaked at $1.38M in Q4 2024.
  • 43 funds tracked by Wall St. Rank held Special Opportunities Fund as of Q1 2026.

Based on Independent Advisor Alliance's 13F filing for Q1 2026, filed 12 May 2026.