HRT Financial’s FT Vest US Equity Buffer ETF August FAUG Stock Holding History

HRT Financial’s Portfolio FAUG Stock Details FAUG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	–	Sell	-10,623	Closed	-$562K	–	4071
2025 Q4	$562K	Buy	+10,623	New	+$556K	﹤0.01%	2044
2025 Q3	–	Sell	-5,253	Closed	-$257K	–	3077
2025 Q2	$257K	Sell	5,253 -3,530	-40%	-$163K	﹤0.01%	1935
2025 Q1	$399K	Buy	+8,783	New	+$411K	﹤0.01%	1608
2024 Q1	–	Sell	-6,384	Closed	-$259K	–	2540
2023 Q4	$259K	Buy	+6,384	New	+$247K	﹤0.01%	1682
2022 Q4	–	Sell	-7,027	Closed	-$230K	–	2656
2022 Q3	$230K	Buy	+7,027	New	+$249K	﹤0.01%	2155
2020 Q4	–	Sell	-6,500	Closed	-$210K	–	2031
2020 Q3	$210K	Buy	+6,500	New	+$208K	0.01%	1340

Other funds holding FAUG

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

AssetMark Inc Concord, California $58.2B AUM 22.78% 1-Year Est. Return

WAP

Wealthcare Advisory Partners West Chester, Pennsylvania $5.27B AUM 22.23% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

MBL Wealth Charlotte, North Carolina $1.47B AUM 19.75% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return

SAM

Synergy Asset Management Vancouver, Washington $1.06B AUM 36.26% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

HRT Financial's FAUG Position: Q1 2026 in Review

HRT Financial sold out of FT Vest US Equity Buffer ETF August (FAUG) in Q1 2026, closing a stake of 10,623 shares — an estimated $562K sold.

HRT Financial first reported a position in FAUG in Q3 2020 and held it in 6 quarters. The position peaked at $562K in Q4 2025. 170 funds tracked by Wall St. Rank hold FAUG as of Q1 2026.

HRT Financial reported no remaining FT Vest US Equity Buffer ETF August position as of Q1 2026 after selling out during the quarter.
HRT Financial sold 10,623 FT Vest US Equity Buffer ETF August shares in Q1 2026, an estimated $562K.
HRT Financial first reported a position in FT Vest US Equity Buffer ETF August in Q3 2020 and held it in 6 quarters.
HRT Financial's FT Vest US Equity Buffer ETF August position peaked at $562K in Q4 2025.
170 funds tracked by Wall St. Rank held FT Vest US Equity Buffer ETF August as of Q1 2026.

Based on HRT Financial's 13F filing for Q1 2026, filed 14 May 2026.