HRT Financial’s FT Vest US Equity Buffer ETF August FAUG Stock Holding History

HRT Financial’s Portfolio FAUG Stock Details FAUG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	–	Sell	-10,623	Closed	-$562K	–	4071
2025 Q4	$562K	Buy	+10,623	New	+$556K	﹤0.01%	2044
2025 Q3	–	Sell	-5,253	Closed	-$257K	–	3077
2025 Q2	$257K	Sell	5,253 -3,530	-40%	-$163K	﹤0.01%	1935
2025 Q1	$399K	Buy	+8,783	New	+$411K	﹤0.01%	1608
2024 Q1	–	Sell	-6,384	Closed	-$259K	–	2540
2023 Q4	$259K	Buy	+6,384	New	+$247K	﹤0.01%	1682
2022 Q4	–	Sell	-7,027	Closed	-$230K	–	2656
2022 Q3	$230K	Buy	+7,027	New	+$249K	﹤0.01%	2155
2020 Q4	–	Sell	-6,500	Closed	-$210K	–	2031
2020 Q3	$210K	Buy	+6,500	New	+$208K	0.01%	1340

Other funds holding FAUG

Raymond James Financial

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Carson Wealth (CWM LLC)

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

AssetMark Inc Concord, California $49B AUM 17.78% 1-Year Est. Return

Wealthcare Advisory Partners West Chester, Pennsylvania $5.27B AUM 22.23% 1-Year Est. Return

Cetera Investment Advisers

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

MBL Wealth Charlotte, North Carolina $1.47B AUM 19.75% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Envestnet Asset Management

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Synergy Asset Management Vancouver, Washington $942M AUM 24.44% 1-Year Est. Return

Commonwealth Equity Services

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return