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FT Vest US Equity Buffer ETF August

31 hedge funds and large institutions have $55.6M invested in FT Vest US Equity Buffer ETF August in 2020 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 11 increasing their positions, 5 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

120% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 5

78% more capital invested

Capital invested by funds: $31.3M → $55.6M (+$24.3M)

67% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 6

11% more funds holding

Funds holding: 2831 (+3)

7.88% more ownership

Funds ownership: 43.72%51.6% (+7.9%)

Holders
31
Holders Change
+3
Holders Change %
+10.71%
% of All Funds
0.55%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
11
Reduced
5
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$15.8M +$11.4M +338,491 +290%
RIA
2
Regal Investment Advisors
Michigan
$7.21M +$6.97M +207,625 New
Cambridge Investment Research Advisors
3
Cambridge Investment Research Advisors
Iowa
$5.76M -$137K -4,072 -2%
GDP
4
Great Diamond Partners
Maine
$3.25M +$3.14M +93,503 New
SI
5
Stephens Inc
Arkansas
$2.93M +$1.47M +43,875 +108%
UR
6
USCA RIA
Texas
$2.91M +$231K +6,891 +9%
Cetera Investment Advisers
7
Cetera Investment Advisers
Illinois
$1.72M +$1.67M +49,610 New
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$1.69M -$684K -20,366 -30%
Osaic Holdings
9
Osaic Holdings
Arizona
$1.39M +$731K +21,786 +120%
OMC
10
Old Mission Capital
Illinois
$1.35M +$1.3M +38,800 New
Carson Wealth (CWM LLC)
11
Carson Wealth (CWM LLC)
Nebraska
$1.27M
CA
12
Cetera Advisors
Colorado
$895K +$91.9K +2,738 +12%
CCFM
13
Clear Creek Financial Management
Washington
$865K +$837K +24,925 New
KAS
14
Kestra Advisory Services
Texas
$851K +$345K +10,266 +71%
APA
15
American Portfolios Advisors
New York
$835K +$253K +7,526 +46%
CFGS
16
Concourse Financial Group Securities
Alabama
$771K +$475K +14,159 +176%
PWM
17
PRW Wealth Management
Massachusetts
$738K +$714K +21,267 New
CAN
18
Cetera Advisor Networks
California
$694K +$129K +3,850 +24%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$688K +$665K +19,815 New
HIS
20
Harvest Investment Services
Illinois
$679K -$8.12K -242 -1%
AWM
21
AE Wealth Management
Kansas
$628K -$135K -4,012 -18%
SS
22
Simplicity Solutions
Minnesota
$593K +$27.9K +830 +5%
SG
23
StoneX Group
New York
$590K
T
24
TRUADVICE
Florida
$405K +$101K +3,013 +34%
LPT
25
Legacy Private Trust
Wisconsin
$330K +$319K +9,510 New

FAUG Hedge Fund Activity: Q4 2020 in Review

31 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in FT Vest US Equity Buffer ETF August (FAUG) for Q4 2020, worth a combined $55.6M — up 78% from $31.3M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new FAUG positions and 6 closed out — a net gain of 4 holders — while 11 added to existing stakes and 5 trimmed.

The largest buyer was First Trust Advisors, adding an estimated $11.4M. The largest seller was Transform Wealth, exiting entirely with an estimated $5.88M sold.

  • 31 institutional investors held FT Vest US Equity Buffer ETF August (FAUG) as of Q4 2020, up from 28 in Q3 2020.
  • Funds reported $55.6M of FT Vest US Equity Buffer ETF August stock for Q4 2020, up 78% quarter-over-quarter.
  • 10 funds opened new FT Vest US Equity Buffer ETF August positions in Q4 2020 and 6 closed out, a net change of +4 holders.
  • The largest FT Vest US Equity Buffer ETF August buyer in Q4 2020 was First Trust Advisors, an estimated $11.4M added.
  • The largest FT Vest US Equity Buffer ETF August seller in Q4 2020 was Transform Wealth, an estimated $5.88M sold.

Based on aggregated 13F filings for Q4 2020.