Hotchkis & Wiley Capital Management’s iShares Russell 2000 ETF IWM Stock Holding History

Hotchkis & Wiley Capital Management’s Portfolio IWM Stock Details IWM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-75,560	Closed	-$8.69M	–	185
2016 Q2	$8.69M	Buy	+75,560	New	+$8.52M	0.04%	143
2014 Q4	–	Sell	-89,200	Closed	-$9.75M	–	192
2014 Q3	$9.75M	Sell	89,200 -84,100	-49%	-$9.62M	0.04%	152
2014 Q2	$20.6M	Buy	173,300 +47,900	+38%	+$5.44M	0.07%	146
2014 Q1	$14.6M	Hold	125,400	–	–	0.05%	142
2013 Q4	$14.5M	Hold	125,400	–	–	0.06%	140
2013 Q3	$13.4M	Hold	125,400	–	–	0.06%	141
2013 Q2	$12.2M	Buy	+125,400	New	+$12M	0.06%	131

Other funds holding IWM

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $289B AUM 60.46% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Hotchkis & Wiley Capital Management's IWM Position: Q3 2016 in Review

Hotchkis & Wiley Capital Management sold out of iShares Russell 2000 ETF (IWM) in Q3 2016, closing a stake of 75,560 shares — an estimated $8.69M sold.

Hotchkis & Wiley Capital Management first reported a position in IWM in Q2 2013 and held it in 7 quarters. The position peaked at $20.6M in Q2 2014. 930 funds tracked by Wall St. Rank hold IWM as of Q3 2016.

Hotchkis & Wiley Capital Management reported no remaining iShares Russell 2000 ETF position as of Q3 2016 after selling out during the quarter.
Hotchkis & Wiley Capital Management sold 75,560 iShares Russell 2000 ETF shares in Q3 2016, an estimated $8.69M.
Hotchkis & Wiley Capital Management first reported a position in iShares Russell 2000 ETF in Q2 2013 and held it in 7 quarters.
Hotchkis & Wiley Capital Management's iShares Russell 2000 ETF position peaked at $20.6M in Q2 2014.
930 funds tracked by Wall St. Rank held iShares Russell 2000 ETF as of Q3 2016.

Based on Hotchkis & Wiley Capital Management's 13F filing for Q3 2016, filed 14 Nov 2016.