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Horizon Kinetics Portfolio holdings

AUM $3.06B
1-Year Est. Return 5.37%
This Fund
S&P 500
This Quarter Est. Return
+9.31%
1 Year Est. Return
+5.37%
3 Year Est. Return
+65.64%
5 Year Est. Return
+75.06%
10 Year Est. Return
–
AUM
$3.57B
AUM Growth
-$403M
Cap. Flow
-$692M
Cap. Flow %
-19.38%
Top 10 Hldgs %
51.47%
Holding
532
New
11
Increased
75
Reduced
332
Closed
23

Top Buys

Rank Stock Value
1
AMCX icon
AMC Global Media
AMCX
+$11.6M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$7.8M
3
TPL icon
Texas Pacific Land
TPL
+$5.18M
4
FHI icon
Federated Hermes
FHI
+$4.69M
5
NVGS icon
Navigator Holdings
NVGS
+$3.49M

Top Sells

Rank Stock Value
1
DWA
DREAMWORKS ANIMATION SKG INC CL-A
DWA
+$198M
2
NWL icon
Newell Brands
NWL
+$34.2M
3
RSE
ROUSE PPTYS INC COM (DE)
RSE
+$24.7M
4
HHH icon
Howard Hughes
HHH
+$17.3M
5
BBWI icon
Bath & Body Works
BBWI
+$9.58M

Sector Composition

Rank Sector Weight
1 Communication Services 17.69%
2 Energy 17.27%
3 Consumer Discretionary 14.23%
4 Real Estate 12.22%
5 Financials 9.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PMO
476
Franklin Municipal Opportunities Trust
PMO
$282M
$191K 0.01%
14,297
-1,937
-12% -$26K
GCI
477
DELISTED
Gannett Co., Inc
GCI
$173K ﹤0.01%
14,858
+49
+0.3% +$610
EIM
478
Eaton Vance Municipal Bond Fund
EIM
$494M
$169K ﹤0.01%
12,408
– –
JQC icon
479
Nuveen Credit Strategies Income Fund
JQC
$702M
$168K ﹤0.01%
19,861
– –
NMZ icon
480
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
$160K ﹤0.01%
11,052
– –
CCA
481
DELISTED
MFS California Municipal Fund
CCA
$159K ﹤0.01%
11,415
-900
-7% -$12.5K
MACK
482
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
$159K ﹤0.01%
3,178
– –
MHN
483
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$155K ﹤0.01%
10,440
-1,800
-15% -$27.2K
CPN
484
DELISTED
Calpine Corporation
CPN
$149K ﹤0.01%
11,798
– –
CRR
485
DELISTED
Carbo Ceramics Inc.
CRR
$143K ﹤0.01%
13,038
-7,250
-36% -$93.1K
FRO icon
486
Frontline
FRO
$8.71B
$141K ﹤0.01%
19,700
+2,000
+11% +$15.5K
RELY
487
DELISTED
Real Industry, Inc.
RELY
$138K ﹤0.01%
22,500
-800
-3% -$5.82K
FAM
488
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$120K ﹤0.01%
10,200
-4,400
-30% -$51.3K
PWE
489
DELISTED
Penn West Energy Petroleum Ltd
PWE
$113K ﹤0.01%
62,562
– –
PACB icon
490
Pacific Biosciences
PACB
$435M
$108K ﹤0.01%
12,000
– –
CLDX icon
491
Celldex Therapeutics
CLDX
$2.94B
$106K ﹤0.01%
1,756
– –
BRW
492
Saba Capital Income & Opportunities Fund
BRW
$336M
$104K ﹤0.01%
9,807
-407
-4% -$4.24K
OSIR
493
DELISTED
Osiris Therapeutics, Inc. Common Stock
OSIR
$104K ﹤0.01%
21,000
– –
CXE
494
DELISTED
MFS High Income Municipal Trust
CXE
$90K ﹤0.01%
16,762
– –
CVRR
495
DELISTED
CVR Refining, LP
CVRR
$89K ﹤0.01%
10,111
-93
-0.9% -$661
ARNA
496
DELISTED
Arena Pharmaceuticals Inc
ARNA
$79K ﹤0.01%
4,500
– –
MFIC icon
497
MidCap Financial Investment
MFIC
$801M
$62K ﹤0.01%
3,546
-204
-5% -$3.58K
DSU icon
498
BlackRock Debt Strategies Fund
DSU
$592M
$57K ﹤0.01%
5,195
-792
-13% -$8.65K
LTS
499
DELISTED
Ladenburg Thalmann Financial Services Inc
LTS
$34K ﹤0.01%
14,700
– –
TMQ
500
Trilogy Metals
TMQ
$504M
$17K ﹤0.01%
31,626
-332
-1% -$191
18 19
20
21 22

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Horizon Kinetics's Q3 2016 Portfolio in Review

As of Q3 2016, Horizon Kinetics held 532 positions worth $3.57B, down 10% from $3.98B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Horizon Kinetics withdrew a net $692M in Q3 2016, closing 23 positions and reducing 332 holdings. Its most notable exit was DREAMWORKS ANIMATION SKG INC CL-A, an estimated $198M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 18% of assets, down from 20% a quarter earlier, followed by Energy and Consumer Discretionary.

Against the trend, Horizon Kinetics opened a new position in CommerceHub, Inc. Series C Common Stock worth $1.72M.

  • Horizon Kinetics's largest Q3 2016 buy was CommerceHub, Inc. Series C Common Stock: 108,091 shares worth $1.72M.
  • Horizon Kinetics added most to AMC Global Media in Q3 2016, an estimated $11.6M increase.
  • Horizon Kinetics's biggest Q3 2016 reduction was Newell Brands, cutting an estimated $34.2M.
  • Horizon Kinetics fully exited DREAMWORKS ANIMATION SKG INC CL-A in Q3 2016, selling an estimated $198M.
  • Horizon Kinetics's ten largest holdings make up 51% of its $3.57B portfolio in Q3 2016.
  • Horizon Kinetics opened 11 new positions and closed 23 in Q3 2016.
  • Horizon Kinetics's portfolio value fell 10% quarter-over-quarter to $3.57B.

Based on Horizon Kinetics's 13F filing for Q3 2016, filed 14 Nov 2016.