Horizon Kinetics’s Ladenburg Thalmann Financial Services Inc LTS Stock Holding History

Horizon Kinetics’s Portfolio LTS Stock Details LTS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-14,700	Closed	-$37K	–	513
2017 Q1	$37K	Hold	14,700	–	–	﹤0.01%	499
2016 Q4	$36K	Hold	14,700	–	–	﹤0.01%	503
2016 Q3	$34K	Hold	14,700	–	–	﹤0.01%	505
2016 Q2	$34K	Hold	14,700	–	–	﹤0.01%	518
2016 Q1	$37K	Sell	14,700 -40,000	-73%	-$94.1K	﹤0.01%	522
2015 Q4	$151K	Hold	54,700	–	–	﹤0.01%	483
2015 Q3	$116K	Sell	54,700 -8,000	-13%	-$22K	﹤0.01%	483
2015 Q2	$219K	Hold	62,700	–	–	﹤0.01%	474
2015 Q1	$243K	Hold	62,700	–	–	﹤0.01%	470
2014 Q4	$247K	Hold	62,700	–	–	﹤0.01%	468
2014 Q3	$266K	Buy	+62,700	New	+$226K	﹤0.01%	463

Other funds holding LTS

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Dimensional Fund Advisors

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Geode Capital Management

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

TIAA CREF Investment Management New York $141B AUM 14.18% 1-Year Est. Return

Bank of New York Mellon

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Victory Capital Management

Victory Capital Management San Antonio, Texas $156B AUM 27.51% 1-Year Est. Return