Horizon Kinetics’s Ladenburg Thalmann Financial Services Inc LTS Stock Holding History

Horizon Kinetics’s Portfolio LTS Stock Details LTS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-14,700	Closed	-$37K	–	513
2017 Q1	$37K	Hold	14,700	–	–	﹤0.01%	499
2016 Q4	$36K	Hold	14,700	–	–	﹤0.01%	503
2016 Q3	$34K	Hold	14,700	–	–	﹤0.01%	505
2016 Q2	$34K	Hold	14,700	–	–	﹤0.01%	518
2016 Q1	$37K	Sell	14,700 -40,000	-73%	-$94.1K	﹤0.01%	522
2015 Q4	$151K	Hold	54,700	–	–	﹤0.01%	483
2015 Q3	$116K	Sell	54,700 -8,000	-13%	-$22K	﹤0.01%	483
2015 Q2	$219K	Hold	62,700	–	–	﹤0.01%	474
2015 Q1	$243K	Hold	62,700	–	–	﹤0.01%	470
2014 Q4	$247K	Hold	62,700	–	–	﹤0.01%	468
2014 Q3	$266K	Buy	+62,700	New	+$226K	﹤0.01%	463

Other funds holding LTS

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

TCIM

TIAA CREF Investment Management New York $141B AUM 14.18% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

Victory Capital Management San Antonio, Texas $178B AUM 37.23% 1-Year Est. Return

Horizon Kinetics's LTS Position: Q2 2017 in Review

Horizon Kinetics sold out of Ladenburg Thalmann Financial Services Inc (LTS) in Q2 2017, closing a stake of 14,700 shares — an estimated $37K sold.

Horizon Kinetics first reported a position in LTS in Q3 2014 and held it in 11 quarters. The position peaked at $266K in Q3 2014. 81 funds tracked by Wall St. Rank hold LTS as of Q2 2017.

Horizon Kinetics reported no remaining Ladenburg Thalmann Financial Services Inc position as of Q2 2017 after selling out during the quarter.
Horizon Kinetics sold 14,700 Ladenburg Thalmann Financial Services Inc shares in Q2 2017, an estimated $37K.
Horizon Kinetics first reported a position in Ladenburg Thalmann Financial Services Inc in Q3 2014 and held it in 11 quarters.
Horizon Kinetics's Ladenburg Thalmann Financial Services Inc position peaked at $266K in Q3 2014.
81 funds tracked by Wall St. Rank held Ladenburg Thalmann Financial Services Inc as of Q2 2017.

Based on Horizon Kinetics's 13F filing for Q2 2017, filed 14 Aug 2017.