Horizon Kinetics’s State Street SPDR S&P 500 ETF Trust SPY Stock Holding History

Horizon Kinetics’s Portfolio SPY Stock Details SPY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	$4.96M	Buy	19,830 +18,556	+1,457%	+$5M	0.16%	59
2018 Q3	$370K	Buy	1,274 +141	+12%	+$40.2K	0.01%	399
2018 Q2	$307K	Sell	1,133 -721	-39%	-$195K	0.01%	421
2018 Q1	$488K	Buy	1,854 +28	+2%	+$7.64K	0.01%	276
2017 Q4	$487K	Buy	+1,826	New	+$475K	0.01%	272
2016 Q1	–	Sell	-6,520	Closed	-$1.33M	–	542
2015 Q4	$1.33M	Buy	+6,520	New	+$1.34M	0.03%	161
2015 Q3	–	Sell	-3,855	Closed	-$782K	–	520
2015 Q2	$794K	Buy	3,855 +2,290	+146%	+$481K	0.01%	364
2015 Q1	$323K	Sell	1,565 -80,080	-98%	-$16.5M	﹤0.01%	450
2014 Q4	$16.8M	Buy	81,645 +52,659	+182%	+$10.6M	0.23%	71
2014 Q3	$5.71M	Buy	+28,986	New	+$5.73M	0.07%	102
2014 Q1	–	Sell	-45,532	Closed	-$8.41M	–	547
2013 Q4	$8.41M	Buy	45,532 +41,959	+1,174%	+$7.43M	0.11%	91
2013 Q3	$600K	Sell	3,573 -4,023	-53%	-$674K	0.01%	293
2013 Q2	$1.22M	Buy	+7,596	New	+$1.22M	0.02%	216

Other funds holding SPY

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

TD Asset Management Toronto, Ontario, Canada $115B AUM 41.58% 1-Year Est. Return

Sculptor Capital New York $12.3B AUM 40.26% 1-Year Est. Return

Barclays London, United Kingdom $521B AUM 51.41% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Horizon Kinetics's SPY Position: Q4 2018 in Review

Horizon Kinetics increased its State Street SPDR S&P 500 ETF Trust (SPY) stake by 1,457% in Q4 2018, buying an estimated $5M and bringing the position to 19,830 shares worth $4.96M. The position accounts for 0.16% of the portfolio, ranked #59.

Horizon Kinetics first reported a position in SPY in Q2 2013 and has held it in 13 quarters since. The position peaked at $16.8M in Q4 2014. 2,200 funds tracked by Wall St. Rank hold SPY as of Q4 2018.

Horizon Kinetics held 19,830 shares of State Street SPDR S&P 500 ETF Trust worth $4.96M as of Q4 2018.
Horizon Kinetics bought 18,556 State Street SPDR S&P 500 ETF Trust shares in Q4 2018, an estimated $5M.
State Street SPDR S&P 500 ETF Trust made up 0.16% of Horizon Kinetics's portfolio in Q4 2018, its #59 holding.
Horizon Kinetics first reported a position in State Street SPDR S&P 500 ETF Trust in Q2 2013 and has held it in 13 quarters since.
Horizon Kinetics's State Street SPDR S&P 500 ETF Trust position peaked at $16.8M in Q4 2014.
2,200 funds tracked by Wall St. Rank held State Street SPDR S&P 500 ETF Trust as of Q4 2018.

Based on Horizon Kinetics's 13F filing for Q4 2018, filed 14 Feb 2019.