Horizon Kinetics’s Royce Value Trust RVT Stock Holding History

Horizon Kinetics’s Portfolio RVT Stock Details RVT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	$624K	Sell	52,893 -43,087	-45%	-$596K	0.02%	221
2018 Q3	$1.57M	Sell	95,980 -366,526	-79%	-$5.95M	0.04%	141
2018 Q2	$7.31M	Sell	462,506 -3,749	-0.8%	-$60.3K	0.19%	53
2018 Q1	$7.25M	Buy	466,255 +28,819	+7%	+$466K	0.21%	50
2017 Q4	$7.07M	Buy	437,436 +275,267	+170%	+$4.37M	0.21%	55
2017 Q3	$2.56M	Buy	162,169 +48,400	+43%	+$717K	0.08%	100
2017 Q2	$1.66M	Buy	113,769 +12,760	+13%	+$184K	0.05%	137
2017 Q1	$1.41M	Sell	101,009 -8,316	-8%	-$116K	0.04%	154
2016 Q4	$1.46M	Sell	109,325 -1,852	-2%	-$23.8K	0.05%	148
2016 Q3	$1.41M	Sell	111,177 -1,221	-1%	-$15.3K	0.04%	163
2016 Q2	$1.32M	Buy	112,398 +40,197	+56%	+$475K	0.03%	174
2016 Q1	$845K	Buy	+72,201	New	+$776K	0.02%	221

Other funds holding RVT

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

FAAS

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

1832 Asset Management Toronto, Ontario, Canada $109B AUM 35.56% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Horizon Kinetics's RVT Position: Q4 2018 in Review

Horizon Kinetics reduced its Royce Value Trust (RVT) stake by 45% in Q4 2018, selling an estimated $596K and leaving 52,893 shares worth $624K. The position accounts for 0.02% of the portfolio, ranked #221.

Horizon Kinetics first reported a position in RVT in Q1 2016 and has held it in 12 quarters since. The position peaked at $7.31M in Q2 2018. 144 funds tracked by Wall St. Rank hold RVT as of Q4 2018.

Horizon Kinetics held 52,893 shares of Royce Value Trust worth $624K as of Q4 2018.
Horizon Kinetics sold 43,087 Royce Value Trust shares in Q4 2018, an estimated $596K.
Royce Value Trust made up 0.02% of Horizon Kinetics's portfolio in Q4 2018, its #221 holding.
Horizon Kinetics first reported a position in Royce Value Trust in Q1 2016 and has held it in 12 quarters since.
Horizon Kinetics's Royce Value Trust position peaked at $7.31M in Q2 2018.
144 funds tracked by Wall St. Rank held Royce Value Trust as of Q4 2018.

Based on Horizon Kinetics's 13F filing for Q4 2018, filed 14 Feb 2019.