HK
NIO

Horizon Kinetics’s NUVEEN MUNICIPAL OPPORTUNITY FUND INC NIO Stock Holding History

Horizon Kinetics’s Portfolio NIO Stock Details NIO Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q4 		– Sell
-19,927
Closed -$284K – 543
2014
Q3 		$284K Sell
19,927
-33,701
-63% -$474K ﹤0.01% 454
2014
Q2 		$757K Sell
53,628
-742
-1% -$10.4K 0.01% 380
2014
Q1 		$748K Buy
54,370
+6,968
+15% +$94.8K 0.01% 378
2013
Q4 		$627K Buy
47,402
+19,481
+70% +$250K 0.01% 299
2013
Q3 		$363K Buy
27,921
+5,913
+27% +$77K 0.01% 354
2013
Q2 		$308K Buy
+22,008
New +$321K ﹤0.01% 367

Other funds holding NIO

PPA
Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return
OA
Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
BTS
BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Goldman Sachs
Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Horizon Kinetics's NIO Position: Q4 2014 in Review

Horizon Kinetics sold out of NUVEEN MUNICIPAL OPPORTUNITY FUND INC (NIO) in Q4 2014, closing a stake of 19,927 shares — an estimated $284K sold.

Horizon Kinetics first reported a position in NIO in Q2 2013 and held it in 6 quarters. The position peaked at $757K in Q2 2014. 100 funds tracked by Wall St. Rank hold NIO as of Q4 2014.

  • Horizon Kinetics reported no remaining NUVEEN MUNICIPAL OPPORTUNITY FUND INC position as of Q4 2014 after selling out during the quarter.
  • Horizon Kinetics sold 19,927 NUVEEN MUNICIPAL OPPORTUNITY FUND INC shares in Q4 2014, an estimated $284K.
  • Horizon Kinetics first reported a position in NUVEEN MUNICIPAL OPPORTUNITY FUND INC in Q2 2013 and held it in 6 quarters.
  • Horizon Kinetics's NUVEEN MUNICIPAL OPPORTUNITY FUND INC position peaked at $757K in Q2 2014.
  • 100 funds tracked by Wall St. Rank held NUVEEN MUNICIPAL OPPORTUNITY FUND INC as of Q4 2014.

Based on Horizon Kinetics's 13F filing for Q4 2014, filed 17 Feb 2015.