Horizon Kinetics Asset Management’s PIMCO Enhanced Short Maturity Active Exchange-Traded Fund MINT Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-4,700	Closed	-$464K	–	348
2022 Q4	$464K	Hold	4,700	–	–	0.01%	220
2022 Q3	$465K	Hold	4,700	–	–	0.01%	214
2022 Q2	$466K	Hold	4,700	–	–	0.01%	221
2022 Q1	$471K	Sell	4,700 -30	-0.6%	-$3.03K	0.01%	245
2021 Q4	$480K	Hold	4,730	–	–	0.01%	247
2021 Q3	$482K	Sell	4,730 -50	-1%	-$5.1K	0.01%	241
2021 Q2	$487K	Sell	4,780 -36	-0.7%	-$3.67K	0.01%	244
2021 Q1	$491K	Hold	4,816	–	–	0.01%	241
2020 Q4	$491K	Hold	4,816	–	–	0.02%	239
2020 Q3	$491K	Hold	4,816	–	–	0.02%	245
2020 Q2	$490K	Hold	4,816	–	–	0.02%	238
2020 Q1	$477K	Hold	4,816	–	–	0.02%	216
2019 Q4	$489K	Hold	4,816	–	–	0.01%	250
2019 Q3	$490K	Hold	4,816	–	–	0.01%	253
2019 Q2	$490K	Hold	4,816	–	–	0.01%	262
2019 Q1	$489K	Buy	+4,816	New	+$488K	0.01%	260