Horizon Investments’s Vanguard Mortgage-Backed Securities ETF VMBS Stock Holding History

Horizon Investments’s Portfolio VMBS Stock Details VMBS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q2	–	Sell	-189,918	Closed	-$10.1M	–	127
2015 Q1	$10.1M	Buy	189,918 +8,919	+5%	+$475K	0.97%	22
2014 Q4	$9.6M	Buy	+180,999	New	+$9.6M	1%	17
2014 Q2	–	Sell	-163,932	Closed	-$8.48M	–	126
2014 Q1	$8.48M	Buy	+163,932	New	+$8.47M	1.13%	16

Other funds holding VMBS

Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return

Aegon USA Investment Management Cedar Rapids, Iowa $128M AUM 7.56% 1-Year Est. Return

Envestnet Asset Management

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

WBI Investments Red Bank, New Jersey $362M AUM 23.75% 1-Year Est. Return

Lincoln National Corp Radnor, Pennsylvania $3.45B AUM 12.55% 1-Year Est. Return

Rockefeller Financial Services New York $6.34B AUM 27.35% 1-Year Est. Return

AssetMark Inc Concord, California $49B AUM 17.78% 1-Year Est. Return

Cambridge Investment Research Advisors

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Park Avenue Securities New York $12.8B AUM 19.38% 1-Year Est. Return