Hilltop Holdings’s First Trust Emerging Markets AlphaDEX Fund FEM Stock Holding History

Hilltop Holdings’s Portfolio FEM Stock Details FEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-101,595	Closed	-$2.7M	–	385
2019 Q4	$2.7M	Buy	101,595 +546	+0.5%	+$13.4K	0.5%	50
2019 Q3	$2.38M	Sell	101,049 -207	-0.2%	-$5K	0.45%	57
2019 Q2	$2.55M	Buy	101,256 +26,363	+35%	+$642K	0.54%	45
2019 Q1	$1.88M	Buy	74,893 +29,090	+64%	+$721K	0.4%	64
2018 Q4	$1.05M	Buy	+45,803	New	+$1.07M	0.26%	93

Other funds holding FEM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AFA

American Financial Advisors Marietta, Georgia $831M AUM 21.38% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Hilltop Holdings's FEM Position: Q1 2020 in Review

Hilltop Holdings sold out of First Trust Emerging Markets AlphaDEX Fund (FEM) in Q1 2020, closing a stake of 101,595 shares — an estimated $2.7M sold.

Hilltop Holdings first reported a position in FEM in Q4 2018 and held it in 5 quarters. The position peaked at $2.7M in Q4 2019. 107 funds tracked by Wall St. Rank hold FEM as of Q1 2020.

Hilltop Holdings reported no remaining First Trust Emerging Markets AlphaDEX Fund position as of Q1 2020 after selling out during the quarter.
Hilltop Holdings sold 101,595 First Trust Emerging Markets AlphaDEX Fund shares in Q1 2020, an estimated $2.7M.
Hilltop Holdings first reported a position in First Trust Emerging Markets AlphaDEX Fund in Q4 2018 and held it in 5 quarters.
Hilltop Holdings's First Trust Emerging Markets AlphaDEX Fund position peaked at $2.7M in Q4 2019.
107 funds tracked by Wall St. Rank held First Trust Emerging Markets AlphaDEX Fund as of Q1 2020.

Based on Hilltop Holdings's 13F filing for Q1 2020, filed 15 May 2020.