HighTower Advisors’s TORTOISE ENERGY INDEPENDENCE FUND, INC. NDP Stock Holding History

HighTower Advisors’s Portfolio NDP Stock Details NDP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-1,358	Closed	-$135K	–	2150
2015 Q3	$135K	Sell	1,358 -89	-6%	-$10.9K	﹤0.01%	1705
2015 Q2	$213K	Buy	1,447 +1	+0.1%	+$162	﹤0.01%	1329
2015 Q1	$233K	Sell	1,446 -356	-20%	-$58K	﹤0.01%	1371
2014 Q4	$273K	Buy	1,802 +150	+9%	+$26.2K	﹤0.01%	1274
2014 Q3	$327K	Sell	1,652 -12	-0.7%	-$2.59K	0.01%	1174
2014 Q2	$374K	Sell	1,664 -628	-27%	-$133K	0.01%	1154
2014 Q1	$455K	Buy	2,292 +156	+7%	+$30.6K	0.01%	1011
2013 Q4	$429K	Buy	+2,136	New	+$422K	0.01%	1020

Other funds holding NDP

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

HighTower Advisors's NDP Position: Q4 2015 in Review

HighTower Advisors sold out of TORTOISE ENERGY INDEPENDENCE FUND, INC. (NDP) in Q4 2015, closing a stake of 1,358 shares — an estimated $135K sold.

HighTower Advisors first reported a position in NDP in Q4 2013 and held it in 8 quarters. The position peaked at $455K in Q1 2014. 39 funds tracked by Wall St. Rank hold NDP as of Q4 2015.

HighTower Advisors reported no remaining TORTOISE ENERGY INDEPENDENCE FUND, INC. position as of Q4 2015 after selling out during the quarter.
HighTower Advisors sold 1,358 TORTOISE ENERGY INDEPENDENCE FUND, INC. shares in Q4 2015, an estimated $135K.
HighTower Advisors first reported a position in TORTOISE ENERGY INDEPENDENCE FUND, INC. in Q4 2013 and held it in 8 quarters.
HighTower Advisors's TORTOISE ENERGY INDEPENDENCE FUND, INC. position peaked at $455K in Q1 2014.
39 funds tracked by Wall St. Rank held TORTOISE ENERGY INDEPENDENCE FUND, INC. as of Q4 2015.

Based on HighTower Advisors's 13F filing for Q4 2015, filed 12 Feb 2016.