Highland Capital Management (Texas)’s PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund HYS Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2014 Q1	–	Sell	-7,000	Closed	-$745K	–	228
2013 Q4	$745K	Sell	7,000 -5,000	-42%	-$532K	0.04%	127
2013 Q3	$1.26M	Buy	12,000 +10,000	+500%	+$1.05M	0.08%	90
2013 Q2	$205K	Buy	+2,000	New	+$205K	0.02%	141