Highland Capital Management (Texas)’s PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund HYS Stock Holding History

Highland Capital Management (Texas)’s Portfolio HYS Stock Details HYS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q1	–	Sell	-7,000	Closed	-$745K	–	231
2013 Q4	$745K	Sell	7,000 -5,000	-42%	-$530K	0.04%	128
2013 Q3	$1.26M	Buy	12,000 +10,000	+500%	+$1.04M	0.08%	90
2013 Q2	$205K	Buy	+2,000	New	+$210K	0.02%	141

Other funds holding HYS

WIM

Windhaven Investment Management Boston, Massachusetts $7.79B AUM 7.81% 1-Year Est. Return

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

RIG

RiverFront Investment Group Richmond, Virginia $6.46B AUM 18.45% 1-Year Est. Return

CSIA

Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Curian Capital Denver, Colorado $1.35B AUM 0.33% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Highland Capital Management (Texas)'s HYS Position: Q1 2014 in Review

Highland Capital Management (Texas) sold out of PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund (HYS) in Q1 2014, closing a stake of 7,000 shares — an estimated $745K sold.

Highland Capital Management (Texas) first reported a position in HYS in Q2 2013 and held it in 3 quarters. The position peaked at $1.26M in Q3 2013. 183 funds tracked by Wall St. Rank hold HYS as of Q1 2014.

Highland Capital Management (Texas) reported no remaining PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund position as of Q1 2014 after selling out during the quarter.
Highland Capital Management (Texas) sold 7,000 PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund shares in Q1 2014, an estimated $745K.
Highland Capital Management (Texas) first reported a position in PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund in Q2 2013 and held it in 3 quarters.
Highland Capital Management (Texas)'s PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund position peaked at $1.26M in Q3 2013.
183 funds tracked by Wall St. Rank held PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund as of Q1 2014.

Based on Highland Capital Management (Texas)'s 13F filing for Q1 2014, filed 15 May 2014.