Highbridge Capital Management’s American Water Works AWK Stock Holding History

Highbridge Capital Management’s Portfolio AWK Stock Details AWK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-408,023	Closed	-$29.5M	–	1427
2016 Q4	$29.5M	Buy	408,023 +28,644	+8%	+$2.07M	0.53%	40
2016 Q3	$28.4M	Buy	379,379 +347,559	+1,092%	+$27.2M	0.45%	43
2016 Q2	$2.69M	Sell	31,820 -75,811	-70%	-$5.64M	0.04%	368
2016 Q1	$7.42M	Sell	107,631 -52,553	-33%	-$3.42M	0.12%	201
2015 Q4	$9.57M	Buy	160,184 +150,904	+1,626%	+$8.7M	0.15%	176
2015 Q3	$511K	Sell	9,280 -67,406	-88%	-$3.52M	0.01%	1019
2015 Q2	$3.73M	Sell	76,686 -208,402	-73%	-$11M	0.05%	361
2015 Q1	$15.5M	Sell	285,088 -85,571	-23%	-$4.65M	0.21%	135
2014 Q4	$19.8M	Sell	370,659 -13,683	-4%	-$709K	0.25%	122
2014 Q3	$18.5M	Sell	384,342 -9,697	-2%	-$474K	0.24%	122
2014 Q2	$19.5M	Sell	394,039 -112,996	-22%	-$5.31M	0.24%	113
2014 Q1	$23M	Sell	507,035 -5,922	-1%	-$256K	0.29%	96
2013 Q4	$21.7M	Sell	512,957 -117,023	-19%	-$4.9M	0.26%	117
2013 Q3	$26M	Buy	629,980 +245,165	+64%	+$10.1M	0.27%	107
2013 Q2	$15.9M	Buy	+384,815	New	+$15.9M	0.16%	162

Other funds holding AWK

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

PAMU

Pictet Asset Management (UK) London, United Kingdom $91.8B AUM 47.77% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Norges Bank Oslo, Norway $935B AUM

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

JHIU

Janus Henderson Investors US Denver, Colorado $122B AUM 18.26% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Highbridge Capital Management's AWK Position: Q1 2017 in Review

Highbridge Capital Management sold out of American Water Works (AWK) in Q1 2017, closing a stake of 408,023 shares — an estimated $29.5M sold.

Highbridge Capital Management first reported a position in AWK in Q2 2013 and held it in 15 quarters. The position peaked at $29.5M in Q4 2016. 632 funds tracked by Wall St. Rank hold AWK as of Q1 2017.

Highbridge Capital Management reported no remaining American Water Works position as of Q1 2017 after selling out during the quarter.
Highbridge Capital Management sold 408,023 American Water Works shares in Q1 2017, an estimated $29.5M.
Highbridge Capital Management first reported a position in American Water Works in Q2 2013 and held it in 15 quarters.
Highbridge Capital Management's American Water Works position peaked at $29.5M in Q4 2016.
632 funds tracked by Wall St. Rank held American Water Works as of Q1 2017.

Based on Highbridge Capital Management's 13F filing for Q1 2017, filed 15 May 2017.