Herring Creek Capital Management’s Capital One COF Stock Holding History

Herring Creek Capital Management’s Portfolio COF Stock Details COF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-162,818	Closed	-$14.3M	–	26
2015 Q2	$14.3M	Buy	162,818 +294	+0.2%	+$24.7K	3.7%	13
2015 Q1	$12.8M	Sell	162,524 -110,265	-40%	-$8.67M	3.05%	19
2014 Q4	$22.5M	Sell	272,789 -232,205	-46%	-$18.9M	4.54%	9
2014 Q3	$41.2M	Sell	504,994 -7,214	-1%	-$590K	7.59%	1
2014 Q2	$42.3M	Buy	512,208 +102,319	+25%	+$7.95M	8.25%	1
2014 Q1	$31.6M	Buy	409,889 +43,606	+12%	+$3.2M	6.95%	2
2013 Q4	$28.1M	Buy	+366,283	New	+$26.1M	6.45%	2

Other funds holding COF

Dodge & Cox San Francisco, California $182B AUM 14.68% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Barrow, Hanley, Mewhinney & Strauss Dallas, Texas $30.5B AUM 29.95% 1-Year Est. Return

Boston Partners Boston, Massachusetts $95.5B AUM 28.4% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Harris Associates Chicago, Illinois $75B AUM 11.27% 1-Year Est. Return

Herring Creek Capital Management's COF Position: Q3 2015 in Review

Herring Creek Capital Management sold out of Capital One (COF) in Q3 2015, closing a stake of 162,818 shares — an estimated $14.3M sold.

Herring Creek Capital Management first reported a position in COF in Q4 2013 and held it in 7 quarters. The position peaked at $42.3M in Q2 2014. 789 funds tracked by Wall St. Rank hold COF as of Q3 2015.

Herring Creek Capital Management reported no remaining Capital One position as of Q3 2015 after selling out during the quarter.
Herring Creek Capital Management sold 162,818 Capital One shares in Q3 2015, an estimated $14.3M.
Herring Creek Capital Management first reported a position in Capital One in Q4 2013 and held it in 7 quarters.
Herring Creek Capital Management's Capital One position peaked at $42.3M in Q2 2014.
789 funds tracked by Wall St. Rank held Capital One as of Q3 2015.

Based on Herring Creek Capital Management's 13F filing for Q3 2015, filed 16 Nov 2015.