Herndon Capital Management’s Cummins CMI Stock Holding History

Herndon Capital Management’s Portfolio CMI Stock Details CMI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-15	Closed	-$2K	–	281
2016 Q3	$2K	Hold	15	–	–	﹤0.01%	354
2016 Q2	$2K	Buy	+15	New	+$1.7K	﹤0.01%	364
2015 Q2	–	Sell	-6,966	Closed	-$962K	–	201
2015 Q1	$962K	Buy	+6,966	New	+$982K	0.01%	122
2014 Q1	–	Sell	-6,285	Closed	-$886K	–	163
2013 Q4	$886K	Buy	+6,285	New	+$834K	0.01%	145
2013 Q3	–	Sell	-9,479	Closed	-$1.03M	–	182
2013 Q2	$1.03M	Buy	+9,479	New	+$1.08M	0.02%	133

Other funds holding CMI

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Harris Associates Chicago, Illinois $75B AUM 11.27% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Hotchkis & Wiley Capital Management Los Angeles, California $32.4B AUM 17.21% 1-Year Est. Return

AIG

American International Group New York $609M AUM 23.67% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Herndon Capital Management's CMI Position: Q4 2016 in Review

Herndon Capital Management sold out of Cummins (CMI) in Q4 2016, closing a stake of 15 shares — an estimated $2K sold.

Herndon Capital Management first reported a position in CMI in Q2 2013 and held it in 5 quarters. The position peaked at $1.03M in Q2 2013. 848 funds tracked by Wall St. Rank hold CMI as of Q4 2016.

Herndon Capital Management reported no remaining Cummins position as of Q4 2016 after selling out during the quarter.
Herndon Capital Management sold 15 Cummins shares in Q4 2016, an estimated $2K.
Herndon Capital Management first reported a position in Cummins in Q2 2013 and held it in 5 quarters.
Herndon Capital Management's Cummins position peaked at $1.03M in Q2 2013.
848 funds tracked by Wall St. Rank held Cummins as of Q4 2016.

Based on Herndon Capital Management's 13F filing for Q4 2016, filed 2 Feb 2017.