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HWAM

Hennion & Walsh Asset Management Portfolio holdings

AUM $3.5B
1-Year Est. Return 41.95%
This Fund
S&P 500
This Quarter Est. Return
-3.18%
1 Year Est. Return
+41.95%
3 Year Est. Return
+93.92%
5 Year Est. Return
+100.55%
10 Year Est. Return
–
AUM
$1.57B
AUM Growth
-$118M
Cap. Flow
-$42.5M
Cap. Flow %
-2.71%
Top 10 Hldgs %
17.86%
Holding
854
New
57
Increased
321
Reduced
405
Closed
55

Top Buys

Rank Stock Value
1
DGRS icon
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
+$20.4M
2
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$2.51M
3
LEO
BNY Mellon Strategic Municipals
LEO
+$2.5M
4
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$2.5M
5
DMB
BNY Mellon Municipal Bond Infrastructure Fund
DMB
+$2.28M

Top Sells

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$20.5M
2
RETA
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
+$4.42M
3
MHD icon
BlackRock MuniHoldings Fund
MHD
+$4.06M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
+$3.28M
5
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$3.08M

Sector Composition

Rank Sector Weight
1 Healthcare 12.25%
2 Financials 10.1%
3 Technology 8.65%
4 Industrials 4.97%
5 Consumer Discretionary 4.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HVT icon
201
Haverty Furniture Companies
HVT
$443M
$2.16M 0.14%
75,024
+2,933
+4% +$93.5K
VVR icon
202
Invesco Senior Income Trust
VVR
$460M
$2.14M 0.14%
546,899
+68,347
+14% +$265K
ARCC icon
203
Ares Capital
ARCC
$14.3B
$2.14M 0.14%
110,106
+40,866
+59% +$792K
TRV icon
204
Travelers Companies
TRV
$78.3B
$2.14M 0.14%
13,109
+178
+1% +$29.7K
HTGC icon
205
Hercules Capital
HTGC
$3.12B
$2.13M 0.14%
130,000
+15,059
+13% +$247K
SAR icon
206
Saratoga Investment
SAR
$315M
$2.13M 0.14%
82,974
+2,192
+3% +$57.6K
DMB
207
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$195M
$2.11M 0.13%
+212,339
New +$2.28M
BX icon
208
Blackstone
BX
$118B
$2.1M 0.13%
19,615
-207
-1% -$21.6K
PANW icon
209
Palo Alto Networks
PANW
$313B
$2.09M 0.13%
17,832
+4,946
+38% +$585K
JPC icon
210
Nuveen Preferred & Income Opportunities Fund
JPC
$2.91B
$2.08M 0.13%
329,363
+61,803
+23% +$399K
FPF
211
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$2.07M 0.13%
139,004
+7,991
+6% +$122K
PNC icon
212
PNC Financial Services
PNC
$101B
$2.07M 0.13%
16,844
-7,428
-31% -$935K
EOG icon
213
EOG Resources
EOG
$75.2B
$2.05M 0.13%
16,205
-267
-2% -$34K
NMFC icon
214
New Mountain Finance
NMFC
$730M
$2.05M 0.13%
158,442
-77,919
-33% -$993K
WM icon
215
Waste Management
WM
$90.7B
$2.05M 0.13%
13,455
+2,038
+18% +$330K
DKS icon
216
Dick's Sporting Goods
DKS
$18.4B
$2M 0.13%
18,428
+10,388
+129% +$1.31M
JAZZ icon
217
Jazz Pharmaceuticals
JAZZ
$16.1B
$2M 0.13%
15,425
+3,208
+26% +$427K
MMM icon
218
3M
MMM
$94.4B
$1.97M 0.13%
25,147
-1,167
-4% -$100K
CBOE icon
219
Cboe Global Markets
CBOE
$29.5B
$1.96M 0.12%
12,532
-8,742
-41% -$1.29M
MHD icon
220
BlackRock MuniHoldings Fund
MHD
$605M
$1.95M 0.12%
188,877
-359,172
-66% -$4.06M
AEP icon
221
American Electric Power
AEP
$67.3B
$1.94M 0.12%
25,734
-6,281
-20% -$511K
AZO icon
222
AutoZone
AZO
$49.7B
$1.93M 0.12%
759
-43
-5% -$108K
VRTX icon
223
Vertex Pharmaceuticals
VRTX
$134B
$1.93M 0.12%
5,536
+1,412
+34% +$494K
NNY icon
224
Nuveen New York Municipal Value Fund
NNY
$157M
$1.92M 0.12%
239,108
+48,128
+25% +$401K
CTRA
225
DELISTED
Coterra Energy
CTRA
$1.9M 0.12%
70,347
+9,107
+15% +$248K
7 8
9
10 11

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Hennion & Walsh Asset Management's Q3 2023 Portfolio in Review

As of Q3 2023, Hennion & Walsh Asset Management held 854 positions worth $1.57B, down 7% from $1.69B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Hennion & Walsh Asset Management's Q3 2023 filing shows 57 new, 321 increased, 405 reduced and 55 closed positions. Its largest new stake was WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund: 474,056 shares worth $19.5M. The largest sale was Schwab US Dividend Equity ETF, an estimated $20.5M.

By sector, the portfolio is most concentrated in Healthcare at 12% of assets, down from 13% a quarter earlier, followed by Financials and Technology.

  • Hennion & Walsh Asset Management's largest Q3 2023 buy was WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund: 474,056 shares worth $19.5M.
  • Hennion & Walsh Asset Management added most to Nuveen Municipal Credit Income Fund in Q3 2023, an estimated $2.51M increase.
  • Hennion & Walsh Asset Management's biggest Q3 2023 reduction was Schwab US Dividend Equity ETF, cutting an estimated $20.5M.
  • Hennion & Walsh Asset Management fully exited Reata Pharmaceuticals, Inc. Class A Common Stock in Q3 2023, selling an estimated $4.42M.
  • Hennion & Walsh Asset Management's ten largest holdings make up 18% of its $1.57B portfolio in Q3 2023.
  • Hennion & Walsh Asset Management opened 57 new positions and closed 55 in Q3 2023.
  • Hennion & Walsh Asset Management's portfolio value fell 7% quarter-over-quarter to $1.57B.

Based on Hennion & Walsh Asset Management's 13F filing for Q3 2023, filed 27 Oct 2023.