HWAM

Hennion & Walsh Asset Management Portfolio holdings

AUM $2.48B
1-Year Return 14.59%
This Quarter Return
+12.39%
1 Year Return
+14.59%
3 Year Return
+61.58%
5 Year Return
–
10 Year Return
–
AUM
$1.62B
AUM Growth
+$99.5M
Cap. Flow
-$26.5M
Cap. Flow %
-1.64%
Top 10 Hldgs %
17.08%
Holding
826
New
61
Increased
333
Reduced
360
Closed
60

Top Buys

1
IVV icon
iShares Core S&P 500 ETF
IVV
$7.45M
2
KTF
DWS Municipal Income Trust
KTF
$2.72M
3
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$2.39M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
$2.27M
5
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
$2.18M

Top Sells

1
GBT
Global Blood Therapeutics, Inc.
GBT
$8.48M
2
NZF icon
Nuveen Municipal Credit Income Fund
NZF
$7.58M
3
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
$6.45M
4
MHD icon
BlackRock MuniHoldings Fund
MHD
$4.51M
5
UNG icon
United States Natural Gas Fund
UNG
$4.22M

Sector Composition

1 Healthcare 13.55%
2 Financials 10.54%
3 Technology 7.84%
4 Industrials 5.78%
5 Consumer Staples 4.26%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RGNX icon
176
Regenxbio
RGNX
$476M
$2.39M 0.15%
105,275
+11,394
+12% +$258K
CSWC icon
177
Capital Southwest
CSWC
$1.28B
$2.38M 0.15%
139,158
+1,513
+1% +$25.9K
NOW icon
178
ServiceNow
NOW
$186B
$2.37M 0.15%
6,108
-2,455
-29% -$953K
EOT
179
Eaton Vance National Municipal Opportunities Trust
EOT
$257M
$2.37M 0.15%
144,002
+40,054
+39% +$658K
PLD icon
180
Prologis
PLD
$105B
$2.36M 0.15%
20,972
+4,017
+24% +$453K
IMGN
181
DELISTED
Immunogen Inc
IMGN
$2.33M 0.14%
469,637
+136,763
+41% +$678K
BX icon
182
Blackstone
BX
$133B
$2.33M 0.14%
31,364
+1,968
+7% +$146K
SSTK icon
183
Shutterstock
SSTK
$730M
$2.31M 0.14%
43,827
-2,375
-5% -$125K
PFLT icon
184
PennantPark Floating Rate Capital
PFLT
$1.02B
$2.31M 0.14%
210,191
-6,713
-3% -$73.7K
PZC
185
DELISTED
PIMCO California Municipal Income Fund III
PZC
$2.3M 0.14%
275,788
+108,956
+65% +$910K
VLO icon
186
Valero Energy
VLO
$48.3B
$2.29M 0.14%
18,076
+2,975
+20% +$377K
NEM icon
187
Newmont
NEM
$82.3B
$2.29M 0.14%
48,492
+12,593
+35% +$594K
BAC icon
188
Bank of America
BAC
$375B
$2.26M 0.14%
68,082
+20,880
+44% +$692K
TFC icon
189
Truist Financial
TFC
$60.7B
$2.25M 0.14%
52,377
-3,260
-6% -$140K
AMGN icon
190
Amgen
AMGN
$151B
$2.24M 0.14%
8,547
-1,965
-19% -$516K
WSM icon
191
Williams-Sonoma
WSM
$24.7B
$2.23M 0.14%
38,886
+10,018
+35% +$576K
RETA
192
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
$2.21M 0.14%
58,074
-12,710
-18% -$483K
SRPT icon
193
Sarepta Therapeutics
SRPT
$1.93B
$2.2M 0.14%
16,946
+2,142
+14% +$278K
MMM icon
194
3M
MMM
$82.8B
$2.2M 0.14%
21,894
+3,569
+19% +$358K
MS icon
195
Morgan Stanley
MS
$240B
$2.16M 0.13%
25,353
+7,072
+39% +$601K
BHP icon
196
BHP
BHP
$141B
$2.13M 0.13%
34,364
+3,454
+11% +$214K
PYPL icon
197
PayPal
PYPL
$65.4B
$2.12M 0.13%
29,817
-1,492
-5% -$106K
COR icon
198
Cencora
COR
$56.7B
$2.11M 0.13%
12,760
+2,186
+21% +$362K
HTGC icon
199
Hercules Capital
HTGC
$3.52B
$2.1M 0.13%
159,074
-7,062
-4% -$93.4K
AOD
200
abrdn Total Dynamic Dividend Fund
AOD
$962M
$2.08M 0.13%
266,544
-420
-0.2% -$3.28K
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