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HWAM

Hennion & Walsh Asset Management Portfolio holdings

AUM $3.5B
1-Year Est. Return 41.95%
This Fund
S&P 500
This Quarter Est. Return
+12.39%
1 Year Est. Return
+41.95%
3 Year Est. Return
+93.92%
5 Year Est. Return
+100.55%
10 Year Est. Return
–
AUM
$1.62B
AUM Growth
+$99.5M
Cap. Flow
-$24.9M
Cap. Flow %
-1.54%
Top 10 Hldgs %
17.08%
Holding
826
New
61
Increased
333
Reduced
360
Closed
60

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.48M
2
KTF
DWS Municipal Income Trust
KTF
+$2.67M
3
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
+$2.27M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$2.16M
5
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$2.14M

Top Sells

Rank Stock Value
1
GBT
Global Blood Therapeutics, Inc.
GBT
+$8.48M
2
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$7.27M
3
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$6.45M
4
MHD icon
BlackRock MuniHoldings Fund
MHD
+$4.26M
5
UNG icon
United States Natural Gas Fund
UNG
+$4.22M

Sector Composition

Rank Sector Weight
1 Healthcare 13.55%
2 Financials 10.66%
3 Technology 7.84%
4 Industrials 5.77%
5 Consumer Staples 4.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RGNX icon
176
Regenxbio
RGNX
$699M
$2.39M 0.15%
105,275
+11,394
+12% +$258K
CSWC icon
177
Capital Southwest
CSWC
$1.6B
$2.38M 0.15%
139,158
+1,513
+1% +$27K
NOW icon
178
ServiceNow
NOW
$130B
$2.37M 0.15%
30,540
-12,275
-29% -$959K
EOT
179
Eaton Vance National Municipal Opportunities Trust
EOT
$272M
$2.37M 0.15%
144,002
+40,054
+39% +$658K
PLD icon
180
Prologis
PLD
$132B
$2.36M 0.15%
20,972
+4,017
+24% +$445K
IMGN
181
DELISTED
Immunogen Inc
IMGN
$2.33M 0.14%
469,637
+136,763
+41% +$742K
BX icon
182
Blackstone
BX
$118B
$2.33M 0.14%
31,364
+1,968
+7% +$170K
SSTK icon
183
Shutterstock
SSTK
$209M
$2.31M 0.14%
43,827
-2,375
-5% -$121K
PFLT icon
184
PennantPark Floating Rate Capital
PFLT
$744M
$2.31M 0.14%
210,191
-6,713
-3% -$73.6K
PZC
185
DELISTED
PIMCO California Municipal Income Fund III
PZC
$2.3M 0.14%
275,788
+108,956
+65% +$878K
VLO icon
186
Valero Energy
VLO
$92.9B
$2.29M 0.14%
18,076
+2,975
+20% +$373K
NEM icon
187
Newmont
NEM
$123B
$2.29M 0.14%
48,492
+12,593
+35% +$562K
BAC icon
188
Bank of America
BAC
$448B
$2.25M 0.14%
68,082
+20,880
+44% +$719K
TFC icon
189
Truist Financial
TFC
$63.9B
$2.25M 0.14%
52,377
-3,260
-6% -$143K
AMGN icon
190
Amgen
AMGN
$224B
$2.24M 0.14%
8,547
-1,965
-19% -$527K
WSM icon
191
Williams-Sonoma
WSM
$29.8B
$2.23M 0.14%
38,886
+10,018
+35% +$601K
RETA
192
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
$2.21M 0.14%
58,074
-12,710
-18% -$437K
SRPT icon
193
Sarepta Therapeutics
SRPT
$1.9B
$2.2M 0.14%
16,946
+2,142
+14% +$248K
MMM icon
194
3M
MMM
$94.5B
$2.19M 0.14%
21,894
+3,569
+19% +$364K
MS icon
195
Morgan Stanley
MS
$338B
$2.16M 0.13%
25,353
+7,072
+39% +$603K
BHP icon
196
BHP
BHP
$229B
$2.13M 0.13%
34,364
+3,454
+11% +$194K
PYPL icon
197
PayPal
PYPL
$50.4B
$2.12M 0.13%
29,817
-1,492
-5% -$119K
COR icon
198
Cencora
COR
$62.7B
$2.11M 0.13%
12,760
+2,186
+21% +$345K
HTGC icon
199
Hercules Capital
HTGC
$3.14B
$2.1M 0.13%
159,074
-7,062
-4% -$96K
AOD
200
abrdn Total Dynamic Dividend Fund
AOD
$1.13B
$2.08M 0.13%
266,544
-420
-0.2% -$3.25K
6 7
8
9 10

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Hennion & Walsh Asset Management's Q4 2022 Portfolio in Review

As of Q4 2022, Hennion & Walsh Asset Management held 826 positions worth $1.62B, up 6.5% from $1.52B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Hennion & Walsh Asset Management's Q4 2022 filing shows 61 new, 333 increased, 360 reduced and 60 closed positions. Its largest new stake was ConocoPhillips: 5,945 shares worth $702K. The largest sale was Global Blood Therapeutics, Inc., an estimated $8.48M.

By sector, the portfolio is most concentrated in Healthcare at 14% of assets, down from 15% a quarter earlier, followed by Financials and Technology.

  • Hennion & Walsh Asset Management's largest Q4 2022 buy was ConocoPhillips: 5,945 shares worth $702K.
  • Hennion & Walsh Asset Management added most to iShares Core S&P 500 ETF in Q4 2022, an estimated $7.48M increase.
  • Hennion & Walsh Asset Management's biggest Q4 2022 reduction was Nuveen Municipal Credit Income Fund, cutting an estimated $7.27M.
  • Hennion & Walsh Asset Management fully exited Global Blood Therapeutics, Inc. in Q4 2022, selling an estimated $8.48M.
  • Hennion & Walsh Asset Management's ten largest holdings make up 17% of its $1.62B portfolio in Q4 2022.
  • Hennion & Walsh Asset Management opened 61 new positions and closed 60 in Q4 2022.
  • Hennion & Walsh Asset Management's portfolio value rose 6.5% quarter-over-quarter to $1.62B.

Based on Hennion & Walsh Asset Management's 13F filing for Q4 2022, filed 12 Jan 2023.