We are live on ! Find out more
HWAM

Hennion & Walsh Asset Management Portfolio holdings

AUM $3.5B
1-Year Est. Return 41.95%
This Fund
S&P 500
This Quarter Est. Return
-3.87%
1 Year Est. Return
+41.95%
3 Year Est. Return
+93.92%
5 Year Est. Return
+100.55%
10 Year Est. Return
–
AUM
$1.52B
AUM Growth
-$92.8M
Cap. Flow
+$3.02M
Cap. Flow %
0.2%
Top 10 Hldgs %
16.79%
Holding
811
New
55
Increased
334
Reduced
359
Closed
46

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.2M
2
IGEB icon
iShares Investment Grade Systematic Bond ETF
IGEB
+$16M
3
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$12.6M
4
UNG icon
United States Natural Gas Fund
UNG
+$4.95M
5
DBO icon
Invesco DB Oil Fund
DBO
+$2.63M

Top Sells

Rank Stock Value
1
JSCP icon
JPMorgan Short Duration Core Plus ETF
JSCP
+$16.8M
2
GSIE icon
Goldman Sachs ActiveBeta International Equity ETF
GSIE
+$13.1M
3
VIOO icon
Vanguard S&P Small-Cap 600 ETF
VIOO
+$8.43M
4
VTEB icon
Vanguard Tax-Exempt Bond Index Fund
VTEB
+$7.6M
5
AAPL icon
Apple
AAPL
+$4.17M

Sector Composition

Rank Sector Weight
1 Healthcare 14.52%
2 Financials 10.34%
3 Technology 8.35%
4 Industrials 5.61%
5 Consumer Discretionary 4.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AFB
176
AllianceBernstein National Municipal Income Fund
AFB
$315M
$2.28M 0.15%
220,439
+62,337
+39% +$721K
RVNC
177
DELISTED
Revance Therapeutics, Inc.
RVNC
$2.27M 0.15%
84,259
-4,761
-5% -$96.6K
AUPH icon
178
Aurinia Pharmaceuticals
AUPH
$2.04B
$2.27M 0.15%
301,685
+3,637
+1% +$31.5K
AEP icon
179
American Electric Power
AEP
$67.3B
$2.26M 0.15%
26,100
+4,459
+21% +$441K
WSO icon
180
Watsco Inc
WSO
$13.2B
$2.25M 0.15%
8,757
+1,396
+19% +$378K
TECH icon
181
Bio-Techne
TECH
$11.2B
$2.22M 0.15%
31,248
-16,836
-35% -$1.45M
AVGO icon
182
Broadcom
AVGO
$1.98T
$2.18M 0.14%
49,060
-3,030
-6% -$155K
TPVG icon
183
TriplePoint Venture Growth BDC
TPVG
$214M
$2.17M 0.14%
199,583
-20,035
-9% -$261K
HYB
184
DELISTED
New America High Income Fund, Inc.
HYB
$2.16M 0.14%
331,924
-3,419
-1% -$24.5K
PXD
185
DELISTED
Pioneer Natural Resource Co.
PXD
$2.15M 0.14%
9,933
+5,909
+147% +$1.35M
MSI icon
186
Motorola Solutions
MSI
$77.3B
$2.15M 0.14%
9,583
+2,487
+35% +$587K
AKAM icon
187
Akamai
AKAM
$16.8B
$2.14M 0.14%
26,688
-4,515
-14% -$411K
GIS icon
188
General Mills
GIS
$20.2B
$2.13M 0.14%
27,760
+4,773
+21% +$364K
SRE icon
189
Sempra
SRE
$55.9B
$2.09M 0.14%
27,826
+6,094
+28% +$493K
TU icon
190
Telus
TU
$15.2B
$2.08M 0.14%
104,985
+291
+0.3% +$6.5K
PFLT icon
191
PennantPark Floating Rate Capital
PFLT
$743M
$2.08M 0.14%
216,904
-20,239
-9% -$243K
ETSY icon
192
Etsy
ETSY
$7.29B
$2.07M 0.14%
20,709
-8,798
-30% -$898K
CWB icon
193
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.6B
$2.02M 0.13%
31,927
+818
+3% +$55K
ATEN icon
194
A10 Networks
ATEN
$1.97B
$2.01M 0.13%
151,500
+43,130
+40% +$614K
KMB icon
195
Kimberly-Clark
KMB
$36.1B
$2M 0.13%
17,787
+3,106
+21% +$404K
FE icon
196
FirstEnergy
FE
$27.1B
$1.99M 0.13%
53,869
+17,702
+49% +$700K
XEL icon
197
Xcel Energy
XEL
$48.5B
$1.98M 0.13%
30,855
+5,697
+23% +$415K
HYD icon
198
VanEck High Yield Muni ETF
HYD
$4.4B
$1.96M 0.13%
39,185
+87
+0.2% +$4.64K
SHW icon
199
Sherwin-Williams
SHW
$88.5B
$1.94M 0.13%
9,450
-3,668
-28% -$869K
HTGC icon
200
Hercules Capital
HTGC
$3.12B
$1.92M 0.13%
166,136
-4,984
-3% -$71.1K
6 7
8
9 10

Similar funds

TCM
TCG Crossover Management Palo Alto, California $3.5B AUM 1,165.83% 1-Year Est. Return
BCP
BDT Capital Partners Chicago, Illinois $3.51B AUM 31.02% 1-Year Est. Return
DILIC
Dai-ichi Life Insurance Company Tokyo, Japan $3.49B AUM 27.28% 1-Year Est. Return
TYCC
Texas Yale Capital Corp St. Petersburg, Florida $3.52B AUM 52.63% 1-Year Est. Return
ACM
Aquatic Capital Management Chicago, Illinois $3.48B AUM 24.9% 1-Year Est. Return
MSC
MUFG Securities (Canada) New York $3.48B AUM 45.13% 1-Year Est. Return
DAM
Davis Asset Management Sausalito, California $3.46B AUM 9.77% 1-Year Est. Return
PCM
PAR Capital Management Boston, Massachusetts $3.45B AUM 28.5% 1-Year Est. Return

Hennion & Walsh Asset Management's Q3 2022 Portfolio in Review

As of Q3 2022, Hennion & Walsh Asset Management held 811 positions worth $1.52B, down 5.8% from $1.61B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Hennion & Walsh Asset Management's Q3 2022 filing shows 55 new, 334 increased, 359 reduced and 46 closed positions. Its largest new stake was United States Natural Gas Fund: 45,150 shares worth $4.22M. The largest sale was JPMorgan Short Duration Core Plus ETF, an estimated $16.8M.

By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 14% a quarter earlier, followed by Financials and Technology.

  • Hennion & Walsh Asset Management's largest Q3 2022 buy was United States Natural Gas Fund: 45,150 shares worth $4.22M.
  • Hennion & Walsh Asset Management added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $16.2M increase.
  • Hennion & Walsh Asset Management's biggest Q3 2022 reduction was Goldman Sachs ActiveBeta International Equity ETF, cutting an estimated $13.1M.
  • Hennion & Walsh Asset Management fully exited JPMorgan Short Duration Core Plus ETF in Q3 2022, selling an estimated $16.8M.
  • Hennion & Walsh Asset Management's ten largest holdings make up 17% of its $1.52B portfolio in Q3 2022.
  • Hennion & Walsh Asset Management opened 55 new positions and closed 46 in Q3 2022.
  • Hennion & Walsh Asset Management's portfolio value fell 5.8% quarter-over-quarter to $1.52B.

Based on Hennion & Walsh Asset Management's 13F filing for Q3 2022, filed 14 Nov 2022.