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HWAM

Hennion & Walsh Asset Management Portfolio holdings

AUM $3.5B
1-Year Est. Return 41.95%
This Fund
S&P 500
This Quarter Est. Return
-0.13%
1 Year Est. Return
+41.95%
3 Year Est. Return
+93.92%
5 Year Est. Return
+100.55%
10 Year Est. Return
–
AUM
$1.9B
AUM Growth
+$27.7M
Cap. Flow
+$64.6M
Cap. Flow %
3.39%
Top 10 Hldgs %
15.8%
Holding
781
New
57
Increased
347
Reduced
285
Closed
71

Top Buys

Rank Stock Value
1
INTF icon
iShares International Equity Factor ETF
INTF
+$9.91M
2
EMXC icon
iShares MSCI Emerging Markets ex China ETF
EMXC
+$7.58M
3
MHD icon
BlackRock MuniHoldings Fund
MHD
+$6.67M
4
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$5.95M
5
IIM icon
Invesco Value Municipal Income Trust
IIM
+$5.78M

Top Sells

Rank Stock Value
1
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$5.8M
2
CXE
MFS High Income Municipal Trust
CXE
+$5.58M
3
BLE
BlackRock Municipal Income Trust II
BLE
+$5.31M
4
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$5.09M
5
XSOE icon
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
+$5.03M

Sector Composition

Rank Sector Weight
1 Healthcare 16.07%
2 Technology 11.15%
3 Financials 8.93%
4 Consumer Discretionary 4.97%
5 Industrials 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFE icon
176
Pfizer
PFE
$154B
$3.21M 0.17%
74,565
-21,363
-22% -$946K
CEV
177
Eaton Vance California Municipal Income Trust
CEV
$73.2M
$3.21M 0.17%
235,293
+26,045
+12% +$365K
MUNI icon
178
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.12B
$3.2M 0.17%
56,808
-11,433
-17% -$650K
AVGO icon
179
Broadcom
AVGO
$2.01T
$3.19M 0.17%
65,810
-4,670
-7% -$227K
KSM
180
DELISTED
DWS Strategic Municipal Income Trust
KSM
$3.16M 0.17%
257,278
-56,316
-18% -$711K
EVM
181
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$3.15M 0.17%
263,826
-7,640
-3% -$92.1K
ABBV icon
182
AbbVie
ABBV
$438B
$3.13M 0.16%
28,995
+257
+0.9% +$29.4K
PLD icon
183
Prologis
PLD
$132B
$3.13M 0.16%
24,929
-2,804
-10% -$364K
EXEL icon
184
Exelixis
EXEL
$13.1B
$3.1M 0.16%
146,511
-6,837
-4% -$127K
WMT icon
185
Walmart Inc
WMT
$897B
$3.09M 0.16%
66,543
-4,302
-6% -$207K
EQIX icon
186
Equinix
EQIX
$103B
$3.07M 0.16%
3,880
-507
-12% -$421K
PFLT icon
187
PennantPark Floating Rate Capital
PFLT
$734M
$3.06M 0.16%
239,168
+59,243
+33% +$768K
ACAD icon
188
Acadia Pharmaceuticals
ACAD
$5.06B
$3.01M 0.16%
181,463
+13,364
+8% +$258K
AKAM icon
189
Akamai
AKAM
$16.9B
$2.98M 0.16%
28,525
+2,989
+12% +$342K
QURE icon
190
uniQure
QURE
$3.2B
$2.95M 0.16%
92,165
-2,458
-3% -$74.9K
PRU icon
191
Prudential Financial
PRU
$42.1B
$2.95M 0.15%
28,024
+7,082
+34% +$730K
RVNC
192
DELISTED
Revance Therapeutics, Inc.
RVNC
$2.94M 0.15%
105,333
-2,323
-2% -$66.3K
CRM icon
193
Salesforce
CRM
$162B
$2.92M 0.15%
10,785
-3,434
-24% -$872K
AGD
194
abrdn Global Dynamic Dividend Fund
AGD
$325M
$2.9M 0.15%
249,438
-36,727
-13% -$446K
ELV icon
195
Elevance Health
ELV
$86.2B
$2.89M 0.15%
7,755
+1,466
+23% +$557K
DHR icon
196
Danaher
DHR
$147B
$2.87M 0.15%
10,645
-3,127
-23% -$851K
SCHW
197
Charles Schwab
SCHW
$187B
$2.85M 0.15%
39,185
+4,724
+14% +$337K
AOD
198
abrdn Total Dynamic Dividend Fund
AOD
$1.14B
$2.85M 0.15%
292,643
+35,355
+14% +$362K
IGLB icon
199
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.78B
$2.82M 0.15%
40,707
+8,004
+24% +$569K
DOW icon
200
Dow Inc
DOW
$22.1B
$2.78M 0.15%
48,286
+4,607
+11% +$282K
6 7
8
9 10

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Hennion & Walsh Asset Management's Q3 2021 Portfolio in Review

As of Q3 2021, Hennion & Walsh Asset Management held 781 positions worth $1.9B, up 1.5% from $1.88B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Hennion & Walsh Asset Management deployed $64.6M of net new capital in Q3 2021, opening 57 new positions and adding to 347 existing holdings. Its largest new stake was iShares International Equity Factor ETF: 328,462 shares worth $9.53M.

By sector, the portfolio is most concentrated in Healthcare at 16% of assets, down from 16% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was iShares Core MSCI Emerging Markets ETF, an estimated $5.8M trimmed.

  • Hennion & Walsh Asset Management's largest Q3 2021 buy was iShares International Equity Factor ETF: 328,462 shares worth $9.53M.
  • Hennion & Walsh Asset Management added most to BlackRock MuniHoldings Fund in Q3 2021, an estimated $6.67M increase.
  • Hennion & Walsh Asset Management's biggest Q3 2021 reduction was iShares Core MSCI Emerging Markets ETF, cutting an estimated $5.8M.
  • Hennion & Walsh Asset Management fully exited MFS High Income Municipal Trust in Q3 2021, selling an estimated $5.58M.
  • Hennion & Walsh Asset Management's ten largest holdings make up 16% of its $1.9B portfolio in Q3 2021.
  • Hennion & Walsh Asset Management opened 57 new positions and closed 71 in Q3 2021.
  • Hennion & Walsh Asset Management's portfolio value rose 1.5% quarter-over-quarter to $1.9B.

Based on Hennion & Walsh Asset Management's 13F filing for Q3 2021, filed 12 Nov 2021.