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HWAM

Hennion & Walsh Asset Management Portfolio holdings

AUM $3.5B
1-Year Est. Return 41.95%
This Fund
S&P 500
This Quarter Est. Return
-3.18%
1 Year Est. Return
+41.95%
3 Year Est. Return
+93.92%
5 Year Est. Return
+100.55%
10 Year Est. Return
–
AUM
$1.57B
AUM Growth
-$118M
Cap. Flow
-$42.5M
Cap. Flow %
-2.71%
Top 10 Hldgs %
17.86%
Holding
854
New
57
Increased
321
Reduced
405
Closed
55

Top Buys

Rank Stock Value
1
DGRS icon
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
+$20.4M
2
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$2.51M
3
LEO
BNY Mellon Strategic Municipals
LEO
+$2.5M
4
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$2.5M
5
DMB
BNY Mellon Municipal Bond Infrastructure Fund
DMB
+$2.28M

Top Sells

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$20.5M
2
RETA
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
+$4.42M
3
MHD icon
BlackRock MuniHoldings Fund
MHD
+$4.06M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
+$3.28M
5
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$3.08M

Sector Composition

Rank Sector Weight
1 Healthcare 12.25%
2 Financials 10.1%
3 Technology 8.65%
4 Industrials 4.97%
5 Consumer Discretionary 4.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEE icon
151
NextEra Energy
NEE
$178B
$2.76M 0.18%
48,223
-870
-2% -$60.2K
JAAA icon
152
Janus Henderson AAA CLO ETF
JAAA
$29.8B
$2.76M 0.18%
54,863
+3,198
+6% +$160K
DELL icon
153
Dell
DELL
$284B
$2.75M 0.18%
39,984
+4,477
+13% +$267K
BXSL icon
154
Blackstone Secured Lending
BXSL
$5.71B
$2.74M 0.17%
100,170
-321
-0.3% -$8.88K
ISRG icon
155
Intuitive Surgical
ISRG
$141B
$2.74M 0.17%
9,367
-2,202
-19% -$688K
BSX icon
156
Boston Scientific
BSX
$74.4B
$2.73M 0.17%
51,760
+20,079
+63% +$1.05M
AGZ icon
157
iShares Agency Bond ETF
AGZ
$564M
$2.73M 0.17%
25,765
-1,204
-4% -$128K
DSM
158
BNY Mellon Strategic Municipal Bond Fund
DSM
$290M
$2.7M 0.17%
543,888
-69,022
-11% -$379K
WEC icon
159
WEC Energy
WEC
$34.8B
$2.69M 0.17%
33,433
-663
-2% -$57.6K
XEL icon
160
Xcel Energy
XEL
$48.5B
$2.69M 0.17%
46,985
-797
-2% -$47.9K
GILD icon
161
Gilead Sciences
GILD
$169B
$2.66M 0.17%
35,537
-1,250
-3% -$96.1K
VLO icon
162
Valero Energy
VLO
$93B
$2.66M 0.17%
18,767
+689
+4% +$90.3K
SPFF icon
163
Global X SuperIncome Preferred ETF
SPFF
$142M
$2.63M 0.17%
299,276
+24,183
+9% +$216K
MCHP icon
164
Microchip Technology
MCHP
$44B
$2.62M 0.17%
33,609
+19,359
+136% +$1.62M
IDV icon
165
iShares International Select Dividend ETF
IDV
$8.53B
$2.58M 0.16%
101,611
+8,358
+9% +$221K
LOW icon
166
Lowe's Companies
LOW
$124B
$2.58M 0.16%
12,415
-1,341
-10% -$302K
ADM icon
167
Archer Daniels Midland
ADM
$38.6B
$2.57M 0.16%
34,057
-35
-0.1% -$2.83K
MNST icon
168
Monster Beverage
MNST
$89.7B
$2.55M 0.16%
96,422
+22,022
+30% +$626K
FBP icon
169
First Bancorp
FBP
$4.43B
$2.53M 0.16%
188,125
-27,714
-13% -$385K
GIS icon
170
General Mills
GIS
$20.3B
$2.53M 0.16%
39,563
-2,193
-5% -$155K
DE icon
171
Deere & Co
DE
$167B
$2.52M 0.16%
6,688
+216
+3% +$89.1K
MFIC icon
172
MidCap Financial Investment
MFIC
$806M
$2.52M 0.16%
183,469
+50,427
+38% +$675K
GGB icon
173
Gerdau
GGB
$9.23B
$2.49M 0.16%
627,486
+26,652
+4% +$118K
VTN icon
174
Invesco Trust for Investment Grade New York Municipals
VTN
$166M
$2.48M 0.16%
272,485
-106,581
-28% -$1.05M
VGIT icon
175
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.3B
$2.46M 0.16%
43,014
-4,783
-10% -$277K
5 6
7
8 9

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Hennion & Walsh Asset Management's Q3 2023 Portfolio in Review

As of Q3 2023, Hennion & Walsh Asset Management held 854 positions worth $1.57B, down 7% from $1.69B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Hennion & Walsh Asset Management's Q3 2023 filing shows 57 new, 321 increased, 405 reduced and 55 closed positions. Its largest new stake was WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund: 474,056 shares worth $19.5M. The largest sale was Schwab US Dividend Equity ETF, an estimated $20.5M.

By sector, the portfolio is most concentrated in Healthcare at 12% of assets, down from 13% a quarter earlier, followed by Financials and Technology.

  • Hennion & Walsh Asset Management's largest Q3 2023 buy was WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund: 474,056 shares worth $19.5M.
  • Hennion & Walsh Asset Management added most to Nuveen Municipal Credit Income Fund in Q3 2023, an estimated $2.51M increase.
  • Hennion & Walsh Asset Management's biggest Q3 2023 reduction was Schwab US Dividend Equity ETF, cutting an estimated $20.5M.
  • Hennion & Walsh Asset Management fully exited Reata Pharmaceuticals, Inc. Class A Common Stock in Q3 2023, selling an estimated $4.42M.
  • Hennion & Walsh Asset Management's ten largest holdings make up 18% of its $1.57B portfolio in Q3 2023.
  • Hennion & Walsh Asset Management opened 57 new positions and closed 55 in Q3 2023.
  • Hennion & Walsh Asset Management's portfolio value fell 7% quarter-over-quarter to $1.57B.

Based on Hennion & Walsh Asset Management's 13F filing for Q3 2023, filed 27 Oct 2023.